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Original filing (PDF)20251013185229NAL0000899891001
NWL, INC.
Form 5500
FILING_RECEIVED
NWL, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
36% employer stock
Active participants
224
Accounts w/ balance
431
Plan assets (EOY)
$32.9M
Net assets (EOY)
$32.9M
How this plan invests
This plan
28 pooled trusts
Schedule D
64 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 36% of plan in employer / sponsor stock.
Helping the score
- Below-peer total fees (7 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NWL, INC..
Plan sponsor
Name
NWL, INC.
EIN
21-0671000
Address
312 RISING SUN ROAD · BORDENTOWN, NJ · 08505
Phone
(609) 298-7300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KREISCHER MILLER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE CO USA | 31-4156830 | BUFFALO, NY | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILMINGTON TRUST NATIONAL ASSOC. | 16-1486454 | WILMINGTON, DE | RIA | $22K | — |
Investments
50 direct securities · 28 pooled funds· $47.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$26.8M
50 holdings
Pooled Separate Account
$20.6M
28 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| John Hancock Life Insurance Company American Funds 2030 Target Date Retirement Fund | — | — | — | $4.1M | 12.5% | |
| JH MULTI-INDEX 2030 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $4.1M | 12.5% | |
| Berkshire Hathaway, Inc. Class A Common stock | — | — | $101K | $3.4M | 10.4% | |
| 500 INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $2.2M | 6.8% | |
| John Hancock Life Insurance Company American Funds 2040 Target Date Retirement Fund | — | — | — | $2.1M | 6.5% | |
| JH MULTI-INDEX 2040 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $2.1M | 6.5% | |
| John Hancock Life Insurance Company American Funds 2035 Target Date Retirement Fund | — | — | — | $1.9M | 5.9% | |
| JH MULTI-INDEX 2035 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.9M | 5.9% | |
| John Hancock Life Insurance Company American Funds 2025 Target Date Retirement Fund | — | — | — | $1.6M | 4.8% | |
| JH MULTI-INDEX 2025 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.6M | 4.8% | |
| JP MORGAN LARGE GROWTH R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.6M | 4.7% | |
| John Hancock Life Insurance Company American Funds 2010 Target Date Retirement Fund | — | — | — | $1.0M | 3.2% | |
| JH MULTI-INDEX 2010 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $1.0M | 3.2% | |
| Costco Wholesale Corp. Common stock | — | — | $39K | $1.0M | 3.2% | |
| John Hancock Life Insurance Company American Funds 2045 Target Date Retirement Fund | — | — | — | $958K | 2.9% | |
| JH MULTI-INDEX 2045 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $958K | 2.9% | |
| John Hancock Life Insurance Company American Funds 2060 Target Date Retirement Fund | — | — | — | $849K | 2.6% | |
| JH MULTI-INDEX 2060 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $849K | 2.6% | |
| John Hancock Life Insurance Company American Funds 2020 Target Date Retirement Fund | — | — | — | $773K | 2.4% | |
| JH MULTI-INDEX 2020 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $773K | 2.4% | |
| Alphabet Inc. Common stock | — | — | $375K | $770K | 2.3% | |
| John Hancock Life Insurance Company American Funds 2050 Target Date Retirement Fund | — | — | — | $701K | 2.1% | |
| JH MULTI-INDEX 2050 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $701K | 2.1% | |
| Apple Inc. Common stock | — | — | $346K | $656K | 2.0% | |
| Verisk Analytics, Inc. Common stock | — | — | $55K | $556K | 1.7% | |
| MID CAP INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $517K | 1.6% | |
| American Express Co. Common stock | — | — | $22K | $499K | 1.5% | |
| PUTNAM LARGE CAP VALUE R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $496K | 1.5% | |
| O'Reilly Automotive Inc Common stock | — | — | $238K | $457K | 1.4% | |
| Analog Devices, Inc. Common stock | — | — | $327K | $415K | 1.3% | |
| Philip Morris International Inc. Common stock | — | — | $210K | $409K | 1.2% | |
| McDonald's Corp. Common stock | — | — | $83K | $380K | 1.2% | |
| John Hancock Life Insurance Company American Funds 2055 Target Date Retirement Fund | — | — | — | $365K | 1.1% | |
| JH MULTI-INDEX 2055 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $365K | 1.1% | |
| SMALL CAP INDEX FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $344K | 1.0% | |
| Franco Nev Corp. Common stock | — | — | $281K | $343K | 1.0% | |
| MFS INTERNATIONAL EQUITY R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $342K | 1.0% | |
| Abbvie Inc. Common stock | — | — | $86K | $320K | 1.0% | |
| Union Pacific Corp. Common stock | — | — | $184K | $312K | 0.9% | |
| Abbott Laboratories Common stock | — | — | $85K | $292K | 0.9% | |
| Johnson & Johnson Co. Common stock | — | — | $117K | $279K | 0.8% | |
| Pepsico, Inc. Common stock | — | — | $122K | $274K | 0.8% | |
| JOHN HANCOCK STABLE VALUE JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $239K | 0.7% | |
| Byd Company Limited ADR Common stock | — | — | $31K | $237K | 0.7% | |
| Altria Group, Inc. Common stock | — | — | $110K | $216K | 0.7% | |
| Coca-Cola Co. Common stock | — | — | $57K | $215K | 0.7% | |
| Participant Loans Interest rates ranging from 4.75% to 10.00% | — | — | — | $183K | 0.6% | |
| Walmart Stores, Inc. Common stock | — | — | $28K | $108K | 0.3% | |
| Proctor and Gamble Co. Common stock | — | — | $32K | $96K | 0.3% | |
| Yum Brands, Inc. Common stock | — | — | $65K | $95K | 0.3% | |
| John Hancock Life Insurance Company American Funds 2065 Target Date Retirement Fund | — | — | — | $92K | 0.3% | |
| JH MULTI-INDEX 2065 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $92K | 0.3% | |
| John Hancock Life Insurance Company International Index Fund | — | — | — | $90K | 0.3% | |
| FIDELITY INTERNATIONAL IDX FD JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $90K | 0.3% | |
| Berkshire Hathaway, Inc. Class B Common stock | — | — | $4K | $82K | 0.2% | |
| Dreyfus Institutional Reserves Treasury Prime Fund | — | — | $58K | $81K | 0.2% | |
| Sherwin-Williams Company Common stock | — | — | $32K | $75K | 0.2% | |
| JP MORGAN CORE BOND FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $71K | 0.2% | |
| American Tower Corporation Real Estate Investment Trust | — | — | $157K | $60K | 0.2% | |
| Chevron Corporation Common stock | — | — | $65K | $56K | 0.2% | |
| Hershey Company Common stock | — | — | $87K | $56K | 0.2% | |
| John Hancock Life Insurance Company US Government Money Market Fund- Capital | — | — | — | $56K | 0.2% | |
| JP MORGAN US GOVT MMKT CAP CL JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $56K | 0.2% | |
| FIDELITY US BOND INDEX FD JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $44K | 0.1% | |
| AMERICAN NEW WORLD FUND R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $40K | 0.1% | |
| Expeditors International of Washington, Inc. Common stock | — | — | $23K | $28K | <0.1% | |
| Norfolk Southern Corporation Common stock | — | — | $7K | $28K | <0.1% | |
| Restaurant Brands International Inc. Common stock | — | — | $18K | $26K | <0.1% | |
| Alcon Inc. Common stock | — | — | $14K | $23K | <0.1% | |
| American International Group, Inc. Common stock | — | — | $7K | $17K | <0.1% | |
| Mondelez International Common stock | — | — | $9K | $15K | <0.1% | |
| John Hancock Life Insurance Company American Funds 2015 Target Date Retirement Fund | — | — | — | $9K | <0.1% | |
| JH MULTI-INDEX 2015 LIFETIME JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $9K | <0.1% | |
| AMERICAN CENTURY SMALL CAP VALUE FD JOHN HANCOCK USA · EIN 01-0233346 / PN 001 | Pooled Separate Account | — | — | $7K | <0.1% | |
| PRINCIPAL REAL ESTATE SEC R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $6K | <0.1% | |
| JOHN HANCOCK MC GROWTH R6 JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $5K | <0.1% | |
| Lumen Technologies Common stock | — | — | — | $2K | <0.1% | |
| MID CAP GROWTH FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Pooled Separate Account | — | — | $709 | <0.1% |
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