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Original filing (PDF)20251009115508NAL0003881971001
INSTITUTE FOR ADVANCED STUDY
Form 5500
FILING_RECEIVED
INSTITUTE FOR ADVANCED STUDY TAX DEFERRED ANNUITY PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
154
Accounts w/ balance
300
Plan assets (EOY)
$68.8M
Net assets (EOY)
$68.8M
How this plan invests
This plan
1 pooled trust
Schedule D
55 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 26 bps in Schedule C fees — 60% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INSTITUTE FOR ADVANCED STUDY.
Plan sponsor
Name
INSTITUTE FOR ADVANCED STUDY
EIN
21-0634988
Address
1 EINSTEIN DR · PRINCETON, NJ · 08540
Phone
(609) 734-8245
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
Audit & trust (Schedule H)
Auditor
WITHUM SMITH + BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH, INC | 42-1445429 | — | NONE | $60K | — |
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | NONE | $60K | — |
| WITHUMSMITH+BROWN, PC | 22-2027092 | — | NONE | $56K | — |
Investments
54 direct securities · 1 pooled fund· $68.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$67.1M
54 holdings
Pooled Separate Account
$1.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA-CREF CREF Stock | — | — | — | $8.8M | 12.8% | |
| investment contracts * TIAA-CREF Traditional Benefit Responsive Annuities | — | — | — | $8.7M | 12.6% | |
| TIAA-CREF Traditional Non-Benefit Responsive Annuities | — | — | — | $7.5M | 11.0% | |
| TIAA-CREF CREF Growth | — | — | — | $4.4M | 6.4% | |
| John Hancock Balanced Fund | — | — | — | $3.0M | 4.4% | |
| TIAA-CREF CREF Global Equities | — | — | — | $2.9M | 4.3% | |
| Vanguard Developed Markets Index | — | — | — | $2.8M | 4.1% | |
| Schwab S&P 500 Index Fund | — | — | — | $2.4M | 3.5% | |
| Victory Core Plus Intermediate Bond Fund | — | — | — | $2.2M | 3.2% | |
| TIAA-CREF CREF Equity Index | — | — | — | $1.9M | 2.7% | |
| Vanguard Small-Cap Index Fund | — | — | — | $1.7M | 2.5% | |
| Nuveen Lifecycle 2030 | — | — | — | $1.7M | 2.4% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.6M | 2.3% | |
| MFS Value Fund | — | — | — | $1.4M | 2.0% | |
| MFS International Diversification Fund | — | — | — | $1.3M | 1.9% | |
| TIAA-CREF CREF Money Market | — | — | — | $1.2M | 1.7% | |
| Nuveen Lifecycle 2035 | — | — | — | $1.2M | 1.7% | |
| Allspring Special Mid Cap Value | — | — | — | $1.1M | 1.6% | |
| PIMCO Real Return Fund | — | — | — | $1.0M | 1.5% | |
| Nuveen Lifecycle 2015 | — | — | — | $919K | 1.3% | |
| Nuveen Lifecycle 2025 | — | — | — | $918K | 1.3% | |
| Cohen & Steers Real Estate Securities Fund, Inc. | — | — | — | $807K | 1.2% | |
| TIAA-CREF CREF Inflation-Linked Bond | — | — | — | $672K | 1.0% | |
| BlackRock High Yield Bond Portfolio | — | — | — | $649K | 0.9% | |
| American Century Ultra Fund | — | — | — | $632K | 0.9% | |
| Nuveen Lifecycle 2050 | — | — | — | $581K | 0.8% | |
| JPMorgan US Equity Fund | — | — | — | $579K | 0.8% | |
| Nuveen Large-Cap Value | — | — | — | $574K | 0.8% | |
| TIAA-CREF CREF Social Choice | — | — | — | $540K | 0.8% | |
| Calvert Developed Markets Ex-US Responsible Index | — | — | — | $508K | 0.7% | |
| Principal Small Cap Fund | — | — | — | $496K | 0.7% | |
| Nuveen Lifecycle 2040 | — | — | — | $496K | 0.7% | |
| TIAA-CREF CREF Core Bond | — | — | — | $474K | 0.7% | |
| Nuveen Quant Small Cap Equity | — | — | — | $421K | 0.6% | |
| Vanguard Mid-Cap Index Fund | — | — | — | $320K | 0.5% | |
| TIAA-CREF Traditional Benefit Responsive Annuities 2 | — | — | — | $286K | 0.4% | |
| Nuveen Lifecycle 2020 | — | — | — | $252K | 0.4% | |
| Nuveen Lifecycle 2045 | — | — | — | $221K | 0.3% | |
| Nuveen International Equity | — | — | — | $219K | 0.3% | |
| Vanguard Extended Markets Index | — | — | — | $199K | 0.3% | |
| American Funds New World | — | — | — | $176K | 0.3% | |
| American Century Emerging Markets Fund | — | — | — | $147K | 0.2% | |
| Nuveen Lifecycle 2010 | — | — | — | $129K | 0.2% | |
| MFS Aggressive Growth Allocation | — | — | — | $129K | 0.2% | |
| Nuveen Lifecycle 2055 | — | — | — | $122K | 0.2% | |
| Nuveen Mid-Cap Growth | — | — | — | $121K | 0.2% | |
| Calvert Moderate Allocation I | — | — | — | $78K | 0.1% | |
| investment contracts * Notes receivable from participants Interest rates of 6.50% - 9.50% Maturing | — | — | — | $61K | <0.1% | |
| Nuveen Lifecycle 2060 | — | — | — | $57K | <0.1% | |
| BlackRock Mid-Cap Growth Equity Portfolio | — | — | — | $56K | <0.1% | |
| iShares Russell 2000 Small Cap Index | — | — | — | $46K | <0.1% | |
| Plan Loan Default Fund Insurance Company General Accounts | — | — | — | $42K | <0.1% | |
| AME Capital World Bond Fund | — | — | — | $18K | <0.1% | |
| Nuveen Lifecycle 2065 | — | — | — | $8K | <0.1% | |
| Nuveen Lifecycle Retirement | — | — | — | $2K | <0.1% |
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