Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORD KEEPER | $84K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | — | NASHVILLE TN, TN | INVESTMENT ADVISOR | $32K | — |
| Name | EIN | Location |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2025 Inv N/R | — | — | — | $3.0M | 20.2% | |
| Vanguard 500 Index Admiral N/R | — | — | — | $2.3M | 15.4% |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| NATIONAL PROFESSIONAL PLANNING GR | — | SHREWSBURY, NJ | CONTRACT ADMIN | $23K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $18K | — |
| Vanguard Target Retirement Income Inv N/R | — | — | — | $1.2M | 7.9% |
| Vanguard Growth Index Adm N/R | — | — | — | $1.0M | 6.8% |
| Vanguard Target Retirement 2035 Inv N/R | — | — | — | $982K | 6.5% |
| T. Rowe Price T. Rowe Price Blue Chip Growth N/R | — | — | — | $935K | 6.2% |
| Vanguard Total International Stock Index Admiral N/R | — | — | — | $821K | 5.5% |
| Vanguard Target Retirement 2055 Inv N/R | — | — | — | $758K | 5.0% |
| Vanguard Target Retirement 2030 Inv N/R | — | — | — | $632K | 4.2% |
| Guaranteed Annuity Contract * Empower Key Guaranteed Portfolio Fund N/R | — | — | — | $463K | 3.1% |
| Vanguard Total Bond Market Index Admiral N/R | — | — | — | $444K | 3.0% |
| Vanguard Small Cap Growth Index Admiral N/R | — | — | — | $284K | 1.9% |
| Vanguard Equity-Income Admiral N/A | — | — | — | $275K | 1.8% |
| Vanguard Small Cap Index Admiral N/R | — | — | — | $208K | 1.4% |
| Vanguard Target Retirement 2050 Inv N/R | — | — | — | $202K | 1.3% |
| Vanguard Target Retirement 2045 Inv N/R | — | — | — | $158K | 1.1% |
| Vanguard Emerging Markets Stock Index Admiral N/R | — | — | — | $154K | 1.0% |
| TWC MetWest TWC MetWest Total Return Bond Plan N/R | — | — | — | $146K | 1.0% |
| Vanguard Mid Cap Growth Index Admiral N/R | — | — | — | $144K | 1.0% |
| Participant Loans Interest rates: 4.25% - 9.50% $0 | Participant loans | — | — | $137K | 0.9% |
| Vanguard Small Cap Value Index Admiral N/R | — | — | — | $114K | 0.8% |
| Vanguard Real Estate Index Admiral N/R | — | — | — | $107K | 0.7% |
| American Funds American Funds Europacific Growth R6 N/R | Mutual Funds | — | — | $89K | 0.6% |
| Vanguard Target Retirement 2040 Inv N/R | — | — | — | $88K | 0.6% |
| Vanguard Mid Cap Index Fund-Admiral N/R | — | — | — | $87K | 0.6% |
| Blackrock High Yield Bond Portfolio K N/R | — | — | — | $80K | 0.5% |
| Vanguard Mid Cap Value Index Admiral N/R | — | — | — | $77K | 0.5% |
| Vanguard Target Retirement 2020 Inv N/R | — | — | — | $50K | 0.3% |
| Vanguard Target Retirement 2060 Inv N/R | — | — | — | $46K | 0.3% |
