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Original filing (PDF)20250929051130NAL0026075074001
APHENA PHARMA SOLUTIONS HOLDINGS
Form 5500
FILING_RECEIVED
APHENA PHARMA SOLUTIONS 401(K) PLAN
401(k) retirement plan
Active participants
509
Accounts w/ balance
283
Plan assets (EOY)
$14.1M
Net assets (EOY)
$14.1M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 66 bps in Schedule C fees — 129% above peer band of 29 bps.
- 56% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APHENA PHARMA SOLUTIONS HOLDINGS.
Plan sponsor
Name
APHENA PHARMA SOLUTIONS HOLDINGS
EIN
20-8781790
Address
1976 CHOCOLATE DRIVE · COOKEVILLE, TN · 38501
Phone
(931) 400-8956
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SMITH & HOWARD PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $37K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROTHSCHILD INVESTMENT CORPORATION | 36-2708660 | — | INVESTMENT/FINANCIAL ADVI | $56K | — |
Investments
29 direct securities · 1 pooled fund· $13.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$13.3M
29 holdings
Common Collective Trust
$614K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | — | $2.0M | 14.4% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $1.7M | 11.7% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $1.1M | 8.0% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $1.1M | 7.7% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $1.1M | 7.5% | |
| TCW METWEST TOTAL RET BOND PL | Registered Investment Companies | — | — | $769K | 5.5% | |
| VANGUARD GROWTH & INCOME ADMIR | Registered Investment Companies | — | — | $670K | 4.8% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $664K | 4.7% | |
| MET GG SV 25554 - J WILMINGTON TRUST RISC CIT · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $614K | 4.4% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $539K | 3.8% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $520K | 3.7% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $504K | 3.6% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $327K | 2.3% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $308K | 2.2% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $272K | 1.9% | |
| CLEARBRIDGE LARGE CAP GR IS | Registered Investment Companies | — | — | $220K | 1.6% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $219K | 1.6% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $216K | 1.5% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $173K | 1.2% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $163K | 1.2% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $161K | 1.1% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $159K | 1.1% | |
| T. ROWE PRICE DIVIDEND GR I | Registered Investment Companies | — | — | $137K | 1.0% | |
| MACQUARIE SYST EMMKTS EQ R6 | Registered Investment Companies | — | — | $67K | 0.5% | |
| INVESCO OPP INTL GR R6 | Registered Investment Companies | — | — | $58K | 0.4% | |
| EV ATLANTA CAPITAL SMID CAP R6 | Registered Investment Companies | — | — | $53K | 0.4% | |
| CALVERT SMALL CAP FUND I | Registered Investment Companies | — | — | $53K | 0.4% | |
| VANGUARD TAX-MNGD SM CAP ADM | Registered Investment Companies | — | — | $45K | 0.3% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $45K | 0.3% | |
| JH INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $15K | 0.1% |
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