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Original filing (PDF)20251111152055NAL0008327376001
OXBOW CARBON LLC
Form 5500
FILING_RECEIVED
OXBOW AFFILIATED COMPANIES RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
283
Accounts w/ balance
572
Plan assets (EOY)
$177.2M
Net assets (EOY)
$177.2M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OXBOW CARBON LLC.
Plan sponsor
Name
OXBOW CARBON LLC
EIN
20-8709417
Address
1601 FORUM PLACE · SUITE 1400 · WEST PALM BEACH, FL · 33401
Phone
(561) 907-5460
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MARTINELLI & COMPANY LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $9K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
34 direct securities · 1 pooled fund· $174.0M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$160.1M
34 holdings
Common Collective Trust
$13.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity | — | — | — | $20.8M | 11.8% | |
| Vanguard | — | — | — | $17.0M | 9.6% | |
| Harbor Capital | — | — | — | $14.1M | 8.0% | |
| PUTNAM STABLE VALUE FUND PUTNAM FIDUCIARY TRUST COMPANY LLC · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $13.9M | 7.8% | |
| Dodge & Cox | — | — | — | $12.0M | 6.8% | |
| Vanguard | — | — | — | $9.8M | 5.5% | |
| Vanguard | — | — | — | $7.1M | 4.0% | |
| Dodge & Cox | — | — | — | $5.6M | 3.1% | |
| Dodge & Cox | — | — | — | $5.4M | 3.0% | |
| Vanguard | — | — | — | $5.4M | 3.0% | |
| American Funds | — | — | — | $5.3M | 3.0% | |
| MFS | — | — | — | $5.2M | 2.9% | |
| Vanguard | — | — | — | $4.9M | 2.8% | |
| T.Rowe Price | — | — | — | $4.9M | 2.8% | |
| MFS | — | — | — | $4.9M | 2.8% | |
| Vanguard | — | — | — | $4.3M | 2.4% | |
| Vanguard | — | — | — | $4.2M | 2.4% | |
| Janus | — | — | — | $3.6M | 2.0% | |
| Vanguard | — | — | — | $3.5M | 2.0% | |
| MassMutual | — | — | — | $3.5M | 1.9% | |
| Vanguard | — | — | — | $3.1M | 1.7% | |
| Vanguard | — | — | — | $2.5M | 1.4% | |
| Vanguard | — | — | — | $2.0M | 1.2% | |
| Vanguard | — | — | — | $1.8M | 1.0% | |
| Vanguard | — | — | — | $1.6M | 0.9% | |
| Loans to Various Participants | — | — | — | $1.5M | 0.8% | |
| Vanguard | — | — | — | $1.3M | 0.8% | |
| Macquarie | — | — | — | $1.2M | 0.7% | |
| Vanguard | — | — | — | $1.1M | 0.6% | |
| Janus | — | — | — | $1.1M | 0.6% | |
| Vanguard | — | — | — | $517K | 0.3% | |
| Federated Hermes | — | — | — | $493K | 0.3% | |
| Vanguard | — | — | — | $310K | 0.2% | |
| Deemed Loan | — | 46,809.01 | — | $47K | <0.1% | |
| Vanguard | — | — | — | $521 | <0.1% |