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Original filing (PDF)20251013065624NAL0000365043001
AUTHOR SOLUTIONS, LLC
Form 5500
FILING_RECEIVED
AUTHOR SOLUTIONS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
110
Accounts w/ balance
158
Plan assets (EOY)
$6.7M
Net assets (EOY)
$6.7M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (2 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUTHOR SOLUTIONS, LLC.
Plan sponsor
Name
AUTHOR SOLUTIONS, LLC
EIN
20-8201724
Address
1663 LIBERTY DRIVE · BLOOMINGTON, IN · 47403
Phone
(812) 339-6000
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $1K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
23 direct securities · 1 pooled fund· $6.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.4M
22 holdings
Mutual Funds
$1.2M
1 holding
Common Collective Trust
$197K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| S SHARES / UNITS * Fidelity Freedom 2035 K | Mutual Funds | — | $77K | $1.2M | 18.0% | |
| Fidelity Total Market Index Fund | — | — | $7K | $1.1M | 17.1% | |
| Fidelity Freedom 2040 K | — | — | $69K | $802K | 12.0% | |
| Fidelity Freedom 2050 K | — | — | $45K | $608K | 9.1% | |
| Fidelity Freedom 2045 K | — | — | $39K | $522K | 7.8% | |
| Fidelity Freedom 2030 K | — | — | $27K | $468K | 7.0% | |
| T. Rowe Price Blue Chip Growth FundAdvisor Class | — | — | $2K | $288K | 4.3% | |
| Fidelity Freedom 2025 K | — | — | $17K | $230K | 3.4% | |
| COMMON COLLECTIVE TRUST * Managed Income Portfolio Class 1 | — | — | $210K | $210K | 3.2% | |
| Fidelity Freedom 2055 K | — | — | $13K | $202K | 3.0% | |
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $197K | 3.0% | |
| Fidelity Freedom 2020 K | — | — | $11K | $157K | 2.4% | |
| Vanguard Extended Market Index FundAdmiral Shares | — | — | $1K | $149K | 2.2% | |
| American Beacon Large Cap Value Fund Class R-6 | — | — | $4K | $124K | 1.9% | |
| American Funds American Balanced Mutual Class R4 | — | — | $2K | $123K | 1.8% | |
| Fidelity Freedom 2060 K | — | — | $5K | $79K | 1.2% | |
| Fidelity Diversified International Fund | — | — | $2K | $70K | 1.0% | |
| Deutsche Real Estate Securities Fund Institutional Class | — | — | $2K | $49K | 0.7% | |
| Vanguard Total Bond Market Index Fund Admiral Shares | — | — | $5K | $49K | 0.7% | |
| Fidelity Low-Priced Stock Fund 898 | — | — | — | $37K | 0.5% | |
| Fidelity Small Cap Index | — | — | $1K | $33K | 0.5% | |
| Vanguard Total International Stock Index Fund Investor Shares 755 | — | — | — | $24K | 0.4% | |
| Fidelity Freedom 2065 K | — | — | $1K | $15K | 0.2% | |
| Fidelity Freedom Inc K 312 | — | — | — | $3K | <0.1% |
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