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Original filing (PDF)20251015114818NAL0002351155001
COHEN-ESREY LLC
Form 5500
FILING_RECEIVED
COHEN-ESREY LLC 401K PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
244
Accounts w/ balance
248
Plan assets (EOY)
$4.9M
Net assets (EOY)
$4.9M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (34 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COHEN-ESREY LLC.
Plan sponsor
Name
COHEN-ESREY LLC
EIN
20-8121236
Address
8500 SHAWNEE MISSION PKWY · STE 150 · MERRIAM, KS · 66202
Phone
(913) 671-3430
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MARKSNELSON LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS | 26-2766689 | — | NONE | $12K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $5K | — |
Investments
28 direct securities · 1 pooled fund· $9.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$4.9M
28 holdings
Pooled Separate Account
$4.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $4.7M | 96.5% | |
| American Century Investments Amcent One Choice 2030 R6 | — | — | — | $658K | 13.5% | |
| American Century Investments Amcent One Choice 2055 R6 | — | — | — | $611K | 12.5% | |
| American Century Investments Amcent One Choice 2025 R6 | — | — | — | $571K | 11.7% | |
| Fidelity 500 Index | — | — | — | $536K | 11.0% | |
| American Century Investments Amcent One Choice 2050 R6 | — | — | — | $402K | 8.2% | |
| American Century Investments Amcent One Choice 2040 R6 | — | — | — | $338K | 6.9% | |
| American Century Investments Amcent One Choice 2045 R6 | — | — | — | $333K | 6.8% | |
| American Century Investments Amcent One Choice 2035 R6 | — | — | — | $316K | 6.5% | |
| MFS Growth R6 | — | — | — | $214K | 4.4% | |
| American Century Investments Amcent One Choice 2060 R6 | — | — | — | $169K | 3.5% | |
| PARTICIPANTS LOANS 4.25% TO 6% 0 | — | — | — | $126K | 2.6% | |
| AllianceBernstein AB Small Cap Growth Z | — | — | — | $97K | 2.0% | |
| Invesco Disc MIDCAPGR R6 | — | — | — | $85K | 1.7% | |
| Fidelity Midcap IDX | — | — | — | $76K | 1.6% | |
| MFS Val R6 | — | — | — | $44K | 0.9% | |
| American United Life AUL Stable Value Account | — | — | — | $44K | 0.9% | |
| American Century Investments Amcent One Choice 2065 R6 | — | — | — | $42K | 0.9% | |
| MFS Mid Cap Value R6 | — | — | — | $41K | 0.8% | |
| Fidelity SM Cap Index | — | — | — | $40K | 0.8% | |
| American Century Investments Amcent One Choice in Retire R6 | — | — | — | $37K | 0.8% | |
| Cohen Steers Cohen Steers Real Est Sec Z | — | — | — | $21K | 0.4% | |
| American Funds Amerfds Europac Grth R6 | — | — | — | $18K | 0.4% | |
| Metwest Met West Total Return BD P | — | — | — | $15K | 0.3% | |
| Fidelity US Bond IDX | — | — | — | $14K | 0.3% | |
| Prudential PGIM High-Yield R6 | — | — | — | $13K | 0.3% | |
| JPMorgan Undiscovered Mgrs Behavioral Val R6 | — | — | — | $9K | 0.2% | |
| American Century Investments Amercent New World R6 | — | — | — | $6K | 0.1% | |
| Fidelity Total Intl IDX | — | — | — | $3K | <0.1% |