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Original filing (PDF)20251016190812NAL0008662144001
UPE RESOURCES INC
Form 5500
FILING_RECEIVED
UPE RESOURCES INC 401 (K) PLAN
401(k) retirement plan
Signals · 1
48% in single holding
Active participants
62
Accounts w/ balance
127
Plan assets (EOY)
$1.3M
Net assets (EOY)
$1.3M
How this plan invests
This plan
6 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
76
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Total Stock Mkt Idx Adm Registered Investment Company" is 48% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UPE RESOURCES INC.
Plan sponsor
Name
UPE RESOURCES INC
DBA
1574 N BATAVIA ST, STE 2 ORANGE CA 92867
EIN
20-8090840
Address
1574 N BATAVIA ST STE 2 · ORANGE, CA · 928673543
Phone
(714) 694-1826
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CKP LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HUMAN INTEREST ADVISOR LLC | 47-4307706 | SAN FRANCISCO, CA | RECORDKEEPER | $6K | — |
Investments
6 direct securities· $1.2M(92% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Mkt Idx Adm Registered Investment Company | — | — | — | $586K | 44.4% | |
| Vanguard Total Intl Stock Index Admiral Registered Investment Company | — | — | — | $353K | 26.7% | |
| Vanguard Total Bond Market Index Adm Registered Investment Company | — | — | — | $146K | 11.1% | |
| Vanguard Total Intl Bd Idx Admiral Registered Investment Company | — | — | — | $65K | 4.9% | |
| to 10.25%, maturities vary | — | — | — | $58K | 4.4% | |
| Vanguard Shrt-Term Infl-Prot Sec Idx Adm Registered Investment Company | — | — | — | $4K | 0.3% |
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