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Original filing (PDF)20251003142204NAL0002444400001
VENBROOK GROUP, LLC
Form 5500
FILING_RECEIVED
VENBROOK GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
361
Accounts w/ balance
366
Plan assets (EOY)
$36.5M
Net assets (EOY)
$36.5M
How this plan invests
This plan
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (13 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VENBROOK GROUP, LLC.
Plan sponsor
Name
VENBROOK GROUP, LLC
EIN
20-5817496
Address
6320 CANOGA AVENUE, 12TH FLOOR · WOODLAND HILLS, CA · 913672561
Phone
(818) 598-8900
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $8K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO CLEARING SERVICES LLC | 23-2384840 | — | ADVISOR | $40K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
33 direct securities· $36.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Market Fund Mutual Funds * Fidelity Freedom 2030 Fund N/R | — | — | — | $6.0M | 16.3% | |
| Fidelity Freedom 2035 Fund N/R | — | — | — | $5.0M | 13.7% | |
| Fidelity Freedom 2025 Fund N/R | — | — | — | $4.5M | 12.2% | |
| Fidelity Freedom 2040 Fund N/R | — | — | — | $4.4M | 11.9% | |
| Fidelity 500 Index Fund N/R | — | — | — | $3.6M | 10.0% | |
| Fidelity Freedom 2045 Fund N/R | — | — | — | $2.7M | 7.5% | |
| Fidelity Freedom 2020 Fund N/R | — | — | — | $2.2M | 6.0% | |
| Fidelity Freedom 2015 Fund N/R | — | — | — | $1.8M | 5.0% | |
| Money Market Mutual Fund * Fidelity Government Money Market Mutual Fund N/R | — | — | — | $976K | 2.7% | |
| Fidelity Freedom 2050 Fund N/R | — | — | — | $863K | 2.4% | |
| Fidelity Freedom 2055 Fund N/R | — | — | — | $730K | 2.0% | |
| Fidelity Blue Chip Growth Fund N/R | — | — | — | $573K | 1.6% | |
| Participant loans Interest rates from 3.25% - 8.50%, $0 | — | — | — | $455K | 1.2% | |
| Fidelity Total Bond Fund N/R | — | — | — | $322K | 0.9% | |
| Fidelity Freedom 2010 Fund N/R | — | — | — | $312K | 0.9% | |
| Fidelity Global ex U.S. Index Fund N/R | — | — | — | $295K | 0.8% | |
| American Funds American Funds American Mutual N/R | — | — | — | $263K | 0.7% | |
| Fund * Fidelity Freedom 2060 Fund N/R | — | — | — | $233K | 0.6% | |
| MFS Mid Cap Value Fund N/R | — | — | — | $219K | 0.6% | |
| Fidelity International Capital N/R | — | — | — | $159K | 0.4% | |
| Appreciation Fund * Fidelity Freedom 2065 Fund N/R | — | — | — | $149K | 0.4% | |
| TRP Dividend Growth I N/R | — | — | — | $143K | 0.4% | |
| Fidelity Mid Cap Index Fund N/R | — | — | — | $125K | 0.3% | |
| JPMorgan Government Bond Fund N/R | — | — | — | $91K | 0.2% | |
| Columbia Emerging Markets Fund N/R | — | — | — | $87K | 0.2% | |
| Fidelity Small Cap Index Fund N/R | — | — | — | $87K | 0.2% | |
| Cohen & Steers Cohen & Steers Realty Shares Fund N/R | — | — | — | $82K | 0.2% | |
| Fidelity Small Cap Growth Fund N/R | — | — | — | $66K | 0.2% | |
| Fidelity U.S. Bond Index Fund N/R | — | — | — | $59K | 0.2% | |
| Allspring Special Small Cap Value N/R | — | — | — | $37K | 0.1% | |
| Index Fund MFS Mid Cap Growth Fund N/R | — | — | — | $18K | <0.1% | |
| Fidelity Freedom Income Fund N/R | — | — | — | $17K | <0.1% | |
| Fidelity Inflation-Protected Bond N/R | — | — | — | $7K | <0.1% |
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