Original filing (PDF)20260226151411NAL0004421392001

National Asset Direct

Name: National Asset Direct — National Asset Direct, Inc., Form 5500 (2023)
Creator: National Asset Direct
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

National Asset Direct, Inc. 401(k) Profit Sharing Plan & Trust

401(k) retirement plan · National Asset Direct's National Asset Direct, Inc. 401(k) Profit Sharing Plan & Trust held $6.4M in plan assets for 110 participants in 2023, with Paychex as recordkeeper.

Signals · 1

Late filing · 15.3 mo

Active participants

110

Accounts w/ balance

179

Plan assets (EOY)

$6.4M

Net assets (EOY)

$6.4M

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Filed 15.3 months past the 10.5-month grace window.
Bottom-decile employer contributions per participant (5th percentile).

Helping the score

High account-holder ratio — balance-holders per active participant in the top 15% of peers (87th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for NATIONAL ASSET DIRECT.

Plan sponsor

Name

NATIONAL ASSET DIRECT

EIN

20-5621587all filings

Address

10815 RANCHO BERNARDO RD STE 230 · SAN DIEGO, CA · 921272189

Phone

(858) 435-4612

Industry

Other Services (ex. Public Admin)

Plan administrator

Name

ERISA FIDUCIARY SERVICES, INC.

EIN

47-1637791

City

HAUPPAUGE, NY

Phone

(631) 249-0500

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2026-02-26

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
PAYCHEX, INC	16-1124166	ROCHESTER, NY	—	—	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH, PIERCE FENNER	13-5674085	NEW YORK, NY	INVESTMENT ADVISORY PLAN	$20K	—

Investments

The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.

See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.