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Original filing (PDF)20251006104352NAL0003517201001
PLUMB SUPPLY COMPANY
Form 5500
FILING_RECEIVED
PLUMB SUPPLY COMPANY 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
382
Accounts w/ balance
440
Plan assets (EOY)
$54.5M
Net assets (EOY)
$54.5M
How this plan invests
This plan
10 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 26 bps in Schedule C fees — 60% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PLUMB SUPPLY COMPANY.
Plan sponsor
Name
PLUMB SUPPLY COMPANY
EIN
20-5528317
Address
1622 N.E. 51ST AVE. · DES MOINES, IA · 50306
Phone
(515) 262-9511
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $139K | — |
Investments
17 direct securities · 10 pooled funds· $64.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$32.3M
16 holdings
Common Collective Trust
$26.7M
9 holdings
Mutual Funds
$4.5M
1 holding
Pooled Separate Account
$912K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN/BR S&P 500 INDEX CIT N SEI TRUST COMPANY · EIN 94-3224211 / PN 001 | Common Collective Trust | — | — | $7.0M | 12.9% | |
| Vanguard Balanced Index Fund 128,095 shares | — | — | $128K | $6.2M | 11.4% | |
| JPMorgan Mid Cap Growth Fund 93,322 shares | — | — | $93K | $4.8M | 8.9% | |
| Common Collective Trust Funds / Stable Value Funds *Principal / BlackRock International Equity Index CIT TR 286,878 shares | — | — | $287K | $4.5M | 8.3% | |
| PRIN/BR INTL EQ INDX CIT TR SEI TRUST COMPANY · EIN 52-2265229 / PN 001 | Common Collective Trust | — | — | $4.5M | 8.3% | |
| American Century Disciplined Core Value Fund 121,703 shares | Mutual Funds | — | $122K | $4.5M | 8.2% | |
| Principal / BlackRock S&P 500 Index CIT TR 116,424 shares | — | — | $116K | $4.0M | 7.4% | |
| PRIN/BR AGG BD INDEX CIT TR SEI TRUST COMPANY · EIN 20-5699010 / PN 001 | Common Collective Trust | — | $319K | $3.6M | 6.6% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | $119K | $3.0M | 5.6% | |
| Principal / BlackRock S&P 500 Index CIT N 11,066 shares | — | — | $11K | $3.0M | 5.5% | |
| American Funds Growth Fund of America 31,883 shares | — | — | $32K | $2.4M | 4.4% | |
| T. Rowe Growth Stock Fund 20,589 shares | — | — | $21K | $2.2M | 4.0% | |
| PRIN/BR S&P MID INDEX CIT TR SEI TRUST COMPANY · EIN 52-2265235 / PN 001 | Common Collective Trust | — | $79K | $2.0M | 3.7% | |
| SHORT-TERM INV FUND A TR SEI TRUST COMPANY · EIN 41-6292499 / PN 001 | Common Collective Trust | — | $2.0M | $2.0M | 3.7% | |
| American Funds New Perspective Fund 28,227 shares | — | — | $28K | $1.8M | 3.2% | |
| PRIN/BR LG CAP VALUE CIT TR SEI TRUST COMPANY · EIN 52-2265227 / PN 001 | Common Collective Trust | — | $73K | $1.7M | 3.1% | |
| PRIN/BR LG CAP GROWTH CIT TR SEI TRUST COMPANY · EIN 52-2265232 / PN 001 | Common Collective Trust | — | $31K | $1.4M | 2.6% | |
| PRIN/BR RUSS 2000 I CIT TR SEI TRUST COMPANY · EIN 52-2265233 / PN 001 | Common Collective Trust | — | $63K | $1.4M | 2.6% | |
| T. Rowe Price Mid Cap Value Fund 39,846 shares | — | — | $40K | $1.3M | 2.3% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | $6K | $912K | 1.7% | |
| MFS Value Fund 15,737 shares | — | — | $16K | $758K | 1.4% | |
| Invesco Small Cap Growth Fund 11,682 shares | — | — | $12K | $456K | 0.8% | |
| American Beacon Small Cap Value Fund 14,100 shares | — | — | $14K | $348K | 0.6% | |
| Vanguard Total Intl Stock Index Fund 8,528 shares | — | — | $9K | $270K | 0.5% | |
| Vanguard Mid Cap Index Fund 703 shares | — | — | — | $230K | 0.4% | |
| Vanguard Small Cap Index Fund 397 shares | — | — | — | $46K | <0.1% | |
| (E) | — | — | — | $46K | <0.1% |