Diana Smith signed Index Exchange USA, LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Index Exchange USA, LLC's EIN is 20-5469297.
Download the official 2024 Form 5500 (PDF) for Index Exchange USA, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Index Exchange USA, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $29K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| TRP RETIREMENT 2055 I | Registered Investment Companies | — | — | $4.1M | 26.1% | |
| STATE ST S&P 500 IDX NLS C | Common Collective Trusts | — | — | $2.5M | 16.1% | |
| TRP RETIREMENT 2050 I | Registered Investment Companies | — | — | $2.4M | 15.0% | |
| TRP RETIREMENT 2040 I | Registered Investment Companies | — | — | $1.6M | 10.2% | |
| MFS VALUE R6 | Registered Investment Companies | — | — | $837K | 5.3% | |
| TRP RETIREMENT 2045 I | Registered Investment Companies | — | — | $620K | 3.9% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $446K | 2.8% | |
| STATE ST S&P MD CP IDX NL C | Common Collective Trusts | — | — | $415K | 2.6% | |
| STATE ST RUSSELL SMCP IDX NL S | Common Collective Trusts | — | — | $390K | 2.5% | |
| INVESCO STABLE ASSET - ADPZ | Common Collective Trusts | — | — | $327K | 2.1% | |
| STATE ST INTL IDX NL C | Common Collective Trusts | — | — | $279K | 1.8% | |
| TRP RETIREMENT 2035 I | Registered Investment Companies | — | — | $257K | 1.6% | |
| TRP RETIREMENT 2060 I | Registered Investment Companies | — | — | $227K | 1.4% | |
| AB LARGE CAP GROWTH FUND Z | Registered Investment Companies | — | — | $218K | 1.4% | |
| TRP RETIREMENT 2030 I | Registered Investment Companies | — | — | $198K | 1.3% | |
| Participant Loans (5.25% - 10.50%) - | Bonds / Notes | — | — | $159K | 1.0% | |
| VICTORY PIONEER BOND R6 | Registered Investment Companies | — | — | $139K | 0.9% | |
| T. ROWE PRICE SMALL-CAP VALUE | Registered Investment Companies | — | — | $97K | 0.6% | |
| MFS MID CAP VALUE FUND - R6 | Registered Investment Companies | — | — | $81K | 0.5% | |
| MFS INTL DIVERSIFICATION R6 | Registered Investment Companies | — | — | $81K | 0.5% | |
| TRP RETIREMENT 2025 I | Registered Investment Companies | — | — | $68K | 0.4% | |
| TRP RETIREMENT 2065 I | Registered Investment Companies | — | — | $25K | 0.2% | |
| TRP RETIREMENT 2010 I | Registered Investment Companies | — | — | $23K | 0.1% | |
| TRP RETIREMENT 2020 I | Registered Investment Companies | — | — | $23K | 0.1% | |
| TRP RETIREMENT 2015 I | Registered Investment Companies | — | — | $20K | 0.1% | |
| STATE ST US BD IDX SEC LS XIV | Common Collective Trusts | — | — | $18K | 0.1% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | Pooled Separate Accounts | — | — | $3K | <0.1% | |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | Other securities | — | $3K | $3K | <0.1% | |
| Yes No Amount a | Other securities | — | — | $3K | <0.1% | |
| STATE ST S&P 500 IDX NLS C STATE STREET BANK & TRUST CO · EIN 04-0025081 / PN 085 | Common Collective Trust | — | — | $0 | <0.1% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| STATE ST INTL IDX NL C STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 166 | Common Collective Trust | — | — | $0 | <0.1% | |
| STATE ST S&P MD CP IDX NL C STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 176 | Common Collective Trust | — | — | $0 | <0.1% | |
| STATE ST RUSSELL SMCP IDX NL S STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 180 | Common Collective Trust | — | — | $0 | <0.1% | |
| STATE ST US BD IDX SEC LS XIV STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $0 | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| INVESTMENT/FINANCIAL ADVI |
| $34K |
| — |
