Original filing (PDF)20250718065105NAL0000605795001

Index Exchange USA, LLC

Name: Index Exchange USA, LLC — Index Exchange USA, LLC, Form 5500 (2024)
Creator: Index Exchange USA, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Index Exchange USA, LLC 401(k) Plan

401(k) retirement plan · Index Exchange USA, LLC's Index Exchange USA, LLC 401(k) Plan held $15.7M in plan assets for 133 participants in 2024, with ADP as recordkeeper.

Signals · 1

26% in single holding

Active participants

133

Accounts w/ balance

154

Plan assets (EOY)

$15.7M

Net assets (EOY)

$15.7M

How this plan invests

This plan

6 pooled trusts

Schedule D

29 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for INDEX EXCHANGE USA, LLC.

Plan sponsor

Name

INDEX EXCHANGE USA, LLC

EIN

all filings

Address

175 GREENWICH ST 39TH FLOOR · NEW YORK, NY · 10007

Phone

(437) 999-9134

Industry

Wholesale Trade

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-18

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ADP, INC.	13-3036745	—	RECORD KEEPER	$29K	—
ADP BROKER-DEALER	22-3319984	—	RECORD KEEPER	$0	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
CAPFINANCIAL PARTNERS, LLC	26-0058143	—

Investments

29 direct securities · 6 pooled funds· $15.6M(99% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Registered Investment Companies

$11.4M

19 holdings

Common Collective Trusts

$4.0M

6 holdings

Bonds / Notes

$159K

1 holding

Other securities

$5K

2 holdings

Pooled Separate Accounts

$3K

1 holding

Common Collective Trust

6 holdings

					% of plan
TRP RETIREMENT 2055 I	Registered Investment Companies	—	—	$4.1M	26.1%
STATE ST S&P 500 IDX NLS C	Common Collective Trusts	—	—	$2.5M	16.1%
TRP RETIREMENT 2050 I	Registered Investment Companies	—	—	$2.4M	15.0%
TRP RETIREMENT 2040 I	Registered Investment Companies	—	—	$1.6M	10.2%
MFS VALUE R6	Registered Investment Companies	—	—	$837K	5.3%
TRP RETIREMENT 2045 I	Registered Investment Companies	—	—	$620K	3.9%
JANUS HENDERSON ENTERPRISE N	Registered Investment Companies	—	—	$446K	2.8%
STATE ST S&P MD CP IDX NL C	Common Collective Trusts	—	—	$415K	2.6%
STATE ST RUSSELL SMCP IDX NL S	Common Collective Trusts	—	—	$390K	2.5%
INVESCO STABLE ASSET - ADPZ	Common Collective Trusts	—	—	$327K	2.1%
STATE ST INTL IDX NL C	Common Collective Trusts	—	—	$279K	1.8%
TRP RETIREMENT 2035 I	Registered Investment Companies	—	—	$257K	1.6%
TRP RETIREMENT 2060 I	Registered Investment Companies	—	—	$227K	1.4%
AB LARGE CAP GROWTH FUND Z	Registered Investment Companies	—	—	$218K	1.4%
TRP RETIREMENT 2030 I	Registered Investment Companies	—	—	$198K	1.3%
Participant Loans (5.25% - 10.50%) -	Bonds / Notes	—	—	$159K	1.0%
VICTORY PIONEER BOND R6	Registered Investment Companies	—	—	$139K	0.9%
T. ROWE PRICE SMALL-CAP VALUE	Registered Investment Companies	—	—	$97K	0.6%
MFS MID CAP VALUE FUND - R6	Registered Investment Companies	—	—	$81K	0.5%
MFS INTL DIVERSIFICATION R6	Registered Investment Companies	—	—	$81K	0.5%
TRP RETIREMENT 2025 I	Registered Investment Companies	—	—	$68K	0.4%
TRP RETIREMENT 2065 I	Registered Investment Companies	—	—	$25K	0.2%
TRP RETIREMENT 2010 I	Registered Investment Companies	—	—	$23K	0.1%
TRP RETIREMENT 2020 I	Registered Investment Companies	—	—	$23K	0.1%
TRP RETIREMENT 2015 I	Registered Investment Companies	—	—	$20K	0.1%
STATE ST US BD IDX SEC LS XIV	Common Collective Trusts	—	—	$18K	0.1%
(1) X This form is filed for a CCT, PSA, or MTIA.	Pooled Separate Accounts	—	—	$3K	<0.1%
(1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d).	Other securities	—	$3K	$3K	<0.1%
Yes No Amount a	Other securities	—	—	$3K	<0.1%
STATE ST S&P 500 IDX NLS C STATE STREET BANK & TRUST CO · EIN 04-0025081 / PN 085	Common Collective Trust	—	—	$0	<0.1%
INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001	Common Collective Trust	—	—	$0	<0.1%
STATE ST INTL IDX NL C STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 166	Common Collective Trust	—	—	$0	<0.1%
STATE ST S&P MD CP IDX NL C STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 176	Common Collective Trust	—	—	$0	<0.1%
STATE ST RUSSELL SMCP IDX NL S STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 180	Common Collective Trust	—	—	$0	<0.1%
STATE ST US BD IDX SEC LS XIV STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 477	Common Collective Trust	—	—	$0	<0.1%