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Original filing (PDF)20251014132119NAL0002868689001
VIEGA, LLC
Form 5500
FILING_RECEIVED
VIEGA LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
1,234
Accounts w/ balance
1,512
Plan assets (EOY)
$102.3M
Net assets (EOY)
$102.3M
How this plan invests
This plan
1 pooled trust
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "MORLEY INCOME FUND III" is 27% of plan.
- 15 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VIEGA, LLC.
Plan sponsor
Name
VIEGA, LLC
EIN
20-5194438
Address
585 INTERLOCKEN BLVD · BROOMFIELD, CO · 80021
Phone
(316) 425-7400
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
SWINDOLL, JANZEN, HAWK & LOYD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $101K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP LLC | 33-0818667 | — | ADVISOR | $23K | — |
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | INVESTMENT ADV/ADVISOR | $21K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SWINDOLL, JANZEN, HAWK & LOYD, LLC | 48-1041128 | — | ACCOUNTANT/AUDITOR | $6K | — |
Investments
12 direct securities · 1 pooled fund· $5.4M(5% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.7M
12 holdings
Common Collective Trust
$2.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $2.7M | 2.7% | |
| MORLEY INCOME FUND III | — | — | — | $730K | 0.7% | |
| MORLEY INCOME FUND I | — | — | — | $422K | 0.4% | |
| MORLEY STABLE INCOME BOND FUND | — | — | — | $379K | 0.4% | |
| MORLEY INCOME FUND IV | — | — | — | $239K | 0.2% | |
| SIA-B41 (MORLEY STABLE VALUE FUND S | — | — | — | $226K | 0.2% | |
| PRUDENTIAL CORE INTERMEDIATE BOND F | — | — | — | $203K | 0.2% | |
| PSA NO. 45-004 (SEPARATE ACCOUNT 45 | — | — | — | $194K | 0.2% | |
| GOVERNMENT SHORT TERM INVESTMENT FD | — | — | — | $99K | <0.1% | |
| ACTIVELY MANAGED FUND | — | — | — | $93K | <0.1% | |
| SIA-B45 (MORLEY INTERM STABLE VALUE | — | — | — | $80K | <0.1% | |
| MORLEY INCOME FUND II | — | — | — | $50K | <0.1% | |
| PRUDENTIAL CORE CONSERVATIVE INT BD | — | — | — | $0 | <0.1% |