Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $167K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $51K | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $50 | — |
| EMPOWER FINANCIAL SERVICES, INC. |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Capital Management, LLC Moderate Profile Fund Inv | — | — | — | $13.2M | 10.2% | |
| Empower Capital Management, LLC S&P 500 Index Fund Inv | — | — | — | $10.2M | 7.9% | |
| BlackRock Fund Advisors LifePath Index 2035 K | — | — | — | $8.4M | 6.5% | |
| Empower Annuity Insurance Company Key Guaranteed Portfolio Fund | — | — | — | $7.7M |
| — |
| GREENWOOD VILLAGE, CO |
| INVESTMENT MGMT |
| $0 |
| — |
| 6.0% |
| Empower Capital Management, LLC Aggressive Profile Fund Inv | — | — | — | $7.7M | 5.9% |
| BlackRock Fund Advisors LifePath Index 2055 K | — | — | — | $6.5M | 5.0% |
| Capital Research and Management Company American Funds The Growth Fund of America R3 | — | — | — | $5.0M | 3.9% |
| BlackRock Fund Advisors LifePath Index 2040 K | — | — | — | $4.0M | 3.1% |
| BlackRock Fund Advisors LifePath Index 2050 K | — | — | — | $3.8M | 3.0% |
| Fred Alger Management, LLC Capital Appreciation Instl I | — | — | — | $3.7M | 2.9% |
| BlackRock Fund Advisors LifePath Index Retirement K | — | — | — | $3.7M | 2.9% |
| Empower Capital Management, LLC T. Rowe Price Mid Cap Growth Fund Inv | — | — | — | $3.6M | 2.8% |
| Fidelity Advisor Semiconductors Z | — | — | — | $3.6M | 2.8% |
| BlackRock Fund Advisors LifePath Index 2060 K | — | — | — | $3.4M | 2.7% |
| Empower Capital Management, LLC Conservative Profile Fund Inv | — | — | — | $3.4M | 2.6% |
| Empower Financial Services, Inc. Self-directed brokerage accounts | — | — | — | $3.2M | 2.5% |
| Capital Research and Management Company American Funds Capital World Growth and Income R3 | — | — | — | $2.9M | 2.2% |
| Empower Capital Management, LLC S&P SmallCap 600 Index Fund Inv | — | — | — | $2.8M | 2.1% |
| Capital Research and Management Company American Funds EuroPacific Growth Fund R3 | — | — | — | $2.6M | 2.0% |
| BlackRock Fund Advisors LifePath Index 2030 K | — | — | — | $2.4M | 1.9% |
| Notes receivable from participants 4.25% - 9.50% | — | — | — | $2.1M | 1.6% |
| Capital Research and Management Company American Funds Bond Fund of America R6 | — | — | — | $2.0M | 1.5% |
| Columbia Mgmt Investment Advisers, LLC Large Cap Value Instl | — | — | — | $1.9M | 1.5% |
| Dimensional Fund Advisors LP US Targeted Value I | — | — | — | $1.6M | 1.2% |
| BlackRock Fund Advisors LifePath Index 2065 K | — | — | — | $1.5M | 1.2% |
| TCW Metwest Total Return Bond M | — | — | — | $1.4M | 1.1% |
| Touchstone Advisors Inc Large Cap Focused A | — | — | — | $1.3M | 1.0% |
| BlackRock Advisors LLC Health Sciences Opp Inv A | — | — | — | $1.1M | 0.9% |
| Goldman Sachs Asset Management, L.P. Mid Cap Value A | — | — | — | $1.1M | 0.8% |
| Thornburg Investment Management Inc International Value R3 | — | — | — | $903K | 0.7% |
| Pacific Investment Management Company, LLC Real Return Admin | — | — | — | $815K | 0.6% |
| Empower Capital Management, LLC International Value Inv | — | — | — | $721K | 0.6% |
| Alliance Berstein L.P. Small Cap Growth Z | — | — | — | $649K | 0.5% |
| Fred Alger Management, LLC Small Cap Growth Institutional I | — | — | — | $641K | 0.5% |
| J.P. Morgan Investment Management, Inc. Undiscovered Managers Behavioral Value R6 | — | — | — | $562K | 0.4% |
| Virtus Investment Advisers, Inc. Deff & Phelps Real Estate Sec A | — | — | — | $549K | 0.4% |
| Oakmark International Investor | — | — | — | $440K | 0.3% |
| Pacific Investment Management Company, LLC Total Return Admin | — | — | — | $390K | 0.3% |
| Invesco Advisers, Inc. Gold & Special Minerals A | — | — | — | $364K | 0.3% |
| Invesco Advisers, Inc. Energy Inv | — | — | — | $340K | 0.3% |
| Massachusetts Financial Services Company Mid Cap Value R6 | — | — | — | $279K | 0.2% |
| Empower Financial Services, Inc. Self-directed brokerage accounts - Roth | — | — | — | $119K | <0.1% |
| Pioneer High Yield A | — | — | — | $39K | <0.1% |
