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Original filing (PDF)20241015160324NAL0029035761003
AMERICAN ANESTHESIOLOGY, INC.
Form 5500
FILING_RECEIVED
NAPA - AMERICAN ANESTHESIOLOGY, INC. 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
4,110
Accounts w/ balance
6,257
Plan assets (EOY)
$1.4B
Net assets (EOY)
$1.4B
How this plan invests
This plan
17 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- Below-peer total fees (2 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN ANESTHESIOLOGY, INC..
Plan sponsor
Name
AMERICAN ANESTHESIOLOGY, INC.
EIN
20-5055482
Address
68 SOUTH SERVICE ROAD SUITE 350 · MELVILLE, NY · 11747
Phone
(516) 945-3348
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BACHELER & COMPANY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRUDENTIAL RETIR. INS. & ANNUITY CO | 06-1050034 | HARTFORD, CT | NONE | $148K | — |
| EMPOWER ANNUITY INS. CO. OF AMERICA | 80-0467907 | GREENWOOD VILLAGE, CO | NONE | $85K | — |
| UBS FINANCIAL SERVICES INC. | 13-2638166 | WEEHAWKEN, NJ | NONE | $85K | — |
| BACHELER AND COMPANY, P.C. | 23-2978066 | CHERRY HILL, NJ | NONE | $28K | — |
| NIXON PEABODY | 16-0764720 | NEW YORK, NY | NONE | $10K | — |
Investments
17 pooled funds· $968.5M(68% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$936.7M
16 holdings
Pooled Separate Account
$31.8M
1 holding
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| STATE STREET S&P 500 INDEX C FUND STATE STREET GLOBAL ADVISORS TRUST · EIN 04-0025081 / PN 078 | Common Collective Trust | $230.1M | 16.1% |
| STATE STREET TARGET RETIREMENT 2040 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 318 | Common Collective Trust | $113.4M | 8.0% |
| STATE STREET TARGET RETIREMENT 2030 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 316 | Common Collective Trust | $93.4M | 6.6% |
| STATE STREET TARGET RETIREMENT 2050 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 320 | Common Collective Trust | $68.9M | 4.8% |
| STATE STREET TARGET RETIREMENT 2035 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 317 | Common Collective Trust | $62.5M | 4.4% |
| STATE STREET TARGET RETIREMENT 2045 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 319 | Common Collective Trust | $57.0M | 4.0% |
| METLIFE STABLE VALUE FUND WILMINGTON TRUST RETIREMENT & INST. SVC CIT · EIN 26-0142858 / PN 094 | Common Collective Trust | $51.9M | 3.6% |
| STATE STREET INT. STOCK SEL. FUND STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 166 | Common Collective Trust | $39.9M | 2.8% |
| STATE STREET S&P MID CAP IDX FUND STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 459 | Common Collective Trust | $38.0M | 2.7% |
| STATE STREET TARGET RETIREMENT 2055 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 325 | Common Collective Trust | $37.5M | 2.6% |
| STATE STREET TARGET RETIREMENT 2020 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 314 | Common Collective Trust | $37.5M | 2.6% |
| STATE STREET TARGET RETIREMENT 2025 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 315 | Common Collective Trust | $35.7M | 2.5% |
| STATE STREET US BOND INDEX FUND STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 477 | Common Collective Trust | $33.6M | 2.4% |
| COLUMBIA DIVIDEND VALUE SA4AT PRUDENTIAL RETIREMENT & ANNUITY CO. · EIN 06-1050034 / PN 785 | Pooled Separate Account | $31.8M | 2.2% |
| STATE STREET RUSSELL SM CAP IDX FD STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 180 | Common Collective Trust | $17.9M | 1.3% |
| STATE STREET TARGET RETIREMENT 2060 STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 454 | Common Collective Trust | $9.8M | 0.7% |
| STATE STREET TARGET RET. INC. FUND STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 326 | Common Collective Trust | $9.8M | 0.7% |