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Original filing (PDF)20251002124535NAL0000507553001
ARABELLA ADVISORS LLC
Form 5500
FILING_RECEIVED
ARABELLA ADVISORS LLC RETIREMENT PLAN
401(k) retirement plan
Active participants
431
Accounts w/ balance
679
Plan assets (EOY)
$40.0M
Net assets (EOY)
$40.0M
How this plan invests
This plan
2 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARABELLA ADVISORS LLC.
Plan sponsor
Name
ARABELLA ADVISORS LLC
EIN
20-4995650
Address
1828 L ST NW · SUITE 300 · WASHINGTON, DC · 20036
Phone
(312) 801-9346
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2A · Age/service weighted or new comparability
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FGMK, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FUTURE PLAN | 68-0348235 | — | TPA & RECORDKEEPER | $51K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 04-2675571 | — | INVESTMENT ADVISOR | $86K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS LLC | 11-3665754 | — | NONE | $270 | — |
Investments
32 direct securities · 2 pooled funds· $40.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$39.3M
32 holdings
Common Collective Trust
$672K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock LifePath Index 2060 K BlackRock 0 | — | — | — | $5.8M | 14.6% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $5.5M | 13.6% | |
| BlackRock LifePath Index 2055 K BlackRock 0 | — | — | — | $5.3M | 13.3% | |
| BlackRock LifePath Index 2045 K BlackRock 0 | — | — | — | $4.4M | 11.1% | |
| BlackRock LifePath Index 2050 K BlackRock 0 | — | — | — | $3.9M | 9.7% | |
| BlackRock LifePath Index 2035 K BlackRock 0 | — | — | — | $2.2M | 5.5% | |
| JPMorgan Large Cap Growth R6 JP Morgan 0 | — | — | — | $2.0M | 4.9% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $1.6M | 4.1% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $1.5M | 3.8% | |
| BlackRock LifePath Index 2040 K BlackRock 0 | — | — | — | $1.5M | 3.7% | |
| BlackRock LifePath Index 2030 K BlackRock 0 | — | — | — | $982K | 2.5% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $645K | 1.6% | |
| Calvert Growth Allocation I Calvert 0 | — | — | — | $476K | 1.2% | |
| Vanguard Cash Reserves Federal MM Adm Vanguard 0 | — | — | — | $453K | 1.1% | |
| BlackRock Lifepath Index Retire K BlackRock 0 | — | — | — | $385K | 1.0% | |
| LARGE CAP VALUE II R1 GREAT GRAY TRUST · EIN 38-7264544 / PN 707 | Common Collective Trust | — | — | $355K | 0.9% | |
| MID CAP GROWTH R1 GREAT GRAY TRUST · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $317K | 0.8% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $311K | 0.8% | |
| Fidelity Intl Sustainability Index Fidelity 0 684 Fidelity Emerging Markets Index Fidelity 0 | — | — | — | $310K | 0.8% | |
| Goldman Sachs GQG Prtnrs Intl Opport R6 Goldman Sachs 0 | — | — | — | $292K | 0.7% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $240K | 0.6% | |
| Fidelity Advisor Total Bond Z Fidelity 0 | — | — | — | $225K | 0.6% | |
| Calvert Conservative Allocation I Calvert 0 | — | — | — | $213K | 0.5% | |
| Dodge & Cox International Stock Fund I Dodge & Cox 0 | — | — | — | $201K | 0.5% | |
| Nuveen Large Cap Responsible Equity R6 Nuveen 0 | — | — | — | $195K | 0.5% | |
| Fidelity Advisor Strategic Income I Fidelity 0 | — | — | — | $159K | 0.4% | |
| Calvert Moderate Allocation I Calvert 0 | — | — | — | $147K | 0.4% | |
| Calvert US Mid Cap Core Respon Ind R6 Calvert 0 | — | — | — | $116K | 0.3% | |
| American Century Mid Cap Value R6 American Century 0 | — | — | — | $97K | 0.2% | |
| Calvert Short Duration Income I Calvert 0 | — | — | — | $55K | 0.1% | |
| Calvert US Large Cap Gr Respon Ind I Calvert 0 | — | — | — | $37K | <0.1% | |
| MFS New Discovery R6 MFS 0 | — | — | — | $10K | <0.1% | |
| Schwab Self-Direct Cash Fund V Schwab 0 | — | — | — | $6K | <0.1% | |
| Fidelity Sustainability Bond Index Fidelity 0 | — | — | — | $2K | <0.1% |
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