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Original filing (PDF)20250604162227NAL0011392257001
ACT-ON SOFTWARE, INC.
Form 5500
FILING_RECEIVED
ACT-ON SOFTWARE, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
98
Accounts w/ balance
228
Plan assets (EOY)
$14.0M
Net assets (EOY)
$14.0M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ACT-ON SOFTWARE, INC..
Plan sponsor
Name
ACT-ON SOFTWARE, INC.
EIN
20-4971292
Address
121 SW MORRISON ST., STE. 1600 · PORTLAND, OR · 97204
Phone
(503) 536-1185
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-04
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
KBF CPAS - AUDIT, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CEDAR MOUNTAIN ADVISORS LLC | 36-4586957 | — | INVESTMENT ADVISOR | $6K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KBF CPAS - AUDIT, LLP | 33-2366711 | — | ACCOUNTANT | $14K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
27 direct securities · 1 pooled fund· $14.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$14.0M
27 holdings
Common Collective Trust
$260K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Target Retirement 2045 Fund | — | — | — | $2.1M | 14.8% | |
| Vanguard Institutional Target Retirement 2025 Fund | — | — | — | $1.5M | 10.5% | |
| Vanguard Institutional Target Retirement 2040 Fund | — | — | — | $1.4M | 10.3% | |
| Columbia Global Technology Growth Fund I2 | — | — | — | $1.3M | 9.5% | |
| Fidelity Investments 500 Index Fund | — | — | — | $1.2M | 8.6% | |
| Vanguard Institutional Target Retirement 2050 Fund | — | — | — | $1.1M | 7.9% | |
| Vanguard Institutional Target Retirement 2055 Fund | — | — | — | $959K | 6.9% | |
| Vanguard Growth Index Fund Admiral Shares | — | — | — | $820K | 5.9% | |
| Vanguard Institutional Target Retirement 2030 Fund | — | — | — | $545K | 3.9% | |
| Fidelity Investments Mid Cap Index Fund | — | — | — | $441K | 3.2% | |
| Vanguard Value Index Fund Admiral Shares | — | — | — | $402K | 2.9% | |
| Vanguard Institutional Target Retirement 2060 Fund | — | — | — | $380K | 2.7% | |
| Vanguard Institutional Target Retirement 2035 Fund | — | — | — | $353K | 2.5% | |
| Fidelity Investments Managed Income Portfolio Class 1 | — | — | — | $277K | 2.0% | |
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $260K | 1.9% | |
| Various Self-directed brokerage account | — | — | — | $236K | 1.7% | |
| Vanguard Institutional Target Retirement 2065 Fund | — | — | — | $199K | 1.4% | |
| Fidelity Investments Government Money Market Fund - Premium Class | — | — | — | $165K | 1.2% | |
| Fidelity Investments Small Cap Index Fund | — | — | — | $156K | 1.1% | |
| Lord Abbet Short Duration Income Fund | — | — | — | $97K | 0.7% | |
| PIMCO Income Fund Institutional Class | — | — | — | $87K | 0.6% | |
| MFS International Diversification Fund Class R4 | — | — | — | $72K | 0.5% | |
| maturing through 2032) - | — | — | — | $66K | 0.5% | |
| Vanguard Institutional Target Retirement 2020 Fund | — | — | — | $59K | 0.4% | |
| Fidelity Investments International Index Fund | — | — | — | $41K | 0.3% | |
| Vanguard Institutional Target Retirement Income Fund | — | — | — | $23K | 0.2% | |
| Fidelity Investments Total Bond K6 Fund | — | — | — | $11K | <0.1% | |
| Vanguard Institutional Target Retirement 2070 Fund | — | — | — | $2K | <0.1% |
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