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Original filing (PDF)20251015121752NAL0009171346001
VALIANT MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
AUTOMOTIVE TRANSPORT UNION PLAN
401(k) retirement plan
Signals · 2
57% in single holding~81 bps in Sched C fees
Active participants
36
Accounts w/ balance
76
Plan assets (EOY)
$2.7M
Net assets (EOY)
$2.7M
How this plan invests
This plan
23 pooled trusts
Schedule D
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "American Funds American Funds Balanced Fund" is 57% of plan.
- 81 bps in Schedule C fees — 56% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VALIANT MANAGEMENT, LLC.
Plan sponsor
Name
VALIANT MANAGEMENT, LLC
EIN
20-4853723
Address
122 CITIZENS BLVD · SIMPSONVILLE, KY · 40067
Phone
(502) 633-1268
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CHERRY BEKAERT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENTEGRA RETIREMENT SERVICES - OH | 13-3745616 | — | RECORDKEEPER | $13K | — |
| TRANSAMERICA LIFE INSURANCE COMPANY | 39-0989781 | — | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CENTERLINE WEALTH ADVISORS, LLC | 47-2881397 | — | INVESTMENT ADVISORY | $5K | — |
Investments
2 direct securities · 23 pooled funds· $2.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$2.4M
23 holdings
Uncategorized
$311K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS BALANCED RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 232 | Pooled Separate Account | — | — | $1.5M | 57.1% | |
| TLIC Transamerica Stable Value Core Fund | — | — | — | $252K | 9.4% | |
| GOLDMAN SACHS MID-CAP OPPORTUNITIES TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 147 | Pooled Separate Account | — | — | $123K | 4.6% | |
| TA VANGUARD SMALL-CAP VALUE INDEX R TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 108 | Pooled Separate Account | — | — | $117K | 4.4% | |
| TRANSAMERICA PARTNERS STOCK INDEX R TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 587 | Pooled Separate Account | — | — | $110K | 4.1% | |
| AMERICAN FUNDS EUROPACIFIC GROWTH R TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 068 | Pooled Separate Account | — | — | $89K | 3.3% | |
| AMERICAN FUNDS FUNDAMENTAL INVESTOR TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 236 | Pooled Separate Account | — | — | $66K | 2.5% | |
| JPMORGAN HIGH YIELD RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 293 | Pooled Separate Account | — | — | $64K | 2.4% | |
| Notes receivable Loans to participants; various maturities; from participants interest rates ranging from 4.25% to 9.50% | — | — | — | $60K | 2.2% | |
| PRUDENTIAL JENNISON NATURAL RESOURC TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 272 | Pooled Separate Account | — | — | $56K | 2.1% | |
| LOOMIS SAYLES INVESTMENT GRADE BOND TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 086 | Pooled Separate Account | — | — | $55K | 2.1% | |
| AMERICAN FUNDS GROWTH FUND OF AMERI TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 250 | Pooled Separate Account | — | — | $40K | 1.5% | |
| TRANSAMERICA RETIRE ONTRACK 2025 TRANSAERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 690 | Pooled Separate Account | — | — | $35K | 1.3% | |
| GOLDMAN SACHS TECHNOLOGY OPPORTUNIT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 269 | Pooled Separate Account | — | — | $19K | 0.7% | |
| DFA U.S. TARGETED VALUE PORTFOLIO R TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 527 | Pooled Separate Account | — | — | $18K | 0.7% | |
| TRANSAMERICA RETIREONTRK 2050 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 250 | Pooled Separate Account | — | — | $17K | 0.6% | |
| RIDGEWORTH MID-CAP VALUE EQUITY RET TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 302 | Pooled Separate Account | — | — | $10K | 0.4% | |
| TRANSAMERICA RETIREONTRK 2040 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 250 | Pooled Separate Account | — | — | $8K | 0.3% | |
| AMERICAN FDS 2055 TRGT DT RTMNT RT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 696 | Pooled Separate Account | — | — | $7K | 0.3% | |
| TRANSAMREICA RETIREONTACK 2030 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 691 | Pooled Separate Account | — | — | $854 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2035 WITH TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 250 | Pooled Separate Account | — | — | $778 | <0.1% | |
| TRANSAMERICA RETIRE ONTRACK 2015 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 688 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2020 WITH TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 250 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2060 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 250 | Pooled Separate Account | — | — | $0 | <0.1% | |
| TRANSAMERICA RETIREONTRK 2065 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 250 | Pooled Separate Account | — | — | $0 | <0.1% |