Back to filter
Original filing (PDF)20250826181243NAL0004599843001
BROOKFIELD ASSET MANAGEMENT LLC
Form 5500
FILING_RECEIVED
BROOKFIELD 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
4,793
Accounts w/ balance
8,124
Plan assets (EOY)
$1.2B
Net assets (EOY)
$1.2B
How this plan invests
This plan
28 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — 56% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROOKFIELD ASSET MANAGEMENT LLC.
Plan sponsor
Name
BROOKFIELD ASSET MANAGEMENT LLC
EIN
20-4473811
Address
127 PUBLIC SQUARE · CLEVELAND, OH · 44114
Phone
(216) 416-3971
Industry
Real Estatesee all
Plan administrator
Name
THE COMMITTEE AS DEFINED BY THE PLAN
EIN
13-3911184
City
NEW YORK, NY
Phone
(212) 417-7000
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AME | 84-0467907 | — | NONE | $461K | — |
| MG TRUST COMPANY | — | DENVER, CO | NONE | $206K | — |
| NEPC LLC | — | WOBURN, MA | NONE | $100K | — |
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $94K | — |
| BAKER TILLY US LLP | — | NEW CASTLE, PA | NONE | $68K | — |
| WINSTON & STRAWN LLP | — | SAN FRANCISCO, CA | NONE | $26K | — |
Investments
13 direct securities · 28 pooled funds· $1.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.1B
28 holdings
Uncategorized
$285.8M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK EQUITY INDEX FUND M BLACKROCK · EIN 94-3291426 / PN 001 | Common Collective Trust | — | — | $202.9M | 16.5% | |
| FIDELITY CONTRAFUND COMMINGLED POOL FIDELITY · EIN 01-1111111 / PN 001 | Common Collective Trust | — | — | $154.9M | 12.6% | |
| AMERICAN CENTURY ONE CHOICE 2045 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $79.1M | 6.4% | |
| Choice Retirement 2030 IX American Century One Choice Common Collective Trust Fund N/R | — | — | — | $75.9M | 6.2% | |
| AMERICAN CENTURY ONE CHOICE 2035 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $75.9M | 6.2% | |
| AMERICAN CENTURY ONE CHOICE 2050 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $70.7M | 5.8% | |
| AMERICAN CENTURY ONE CHOICE 2040 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $66.4M | 5.4% | |
| AMERICAN CENTURY ONE CHOICE 2030 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $56.3M | 4.6% | |
| MASSMUTUAL STABLE VALUE DIVERSIFIED MASS MUTUAL · EIN 01-2345678 / PN 001 | Common Collective Trust | — | — | $53.2M | 4.3% | |
| AMERICAN CENTURY ONE CHOICE 2025 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $47.8M | 3.9% | |
| Choice Retirement 2050 IX American Century One Choice Common Collective Trust Fund N/R | — | — | — | $47.0M | 3.8% | |
| AMERICAN CENTURY ONE CHOICE 2055 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $47.0M | 3.8% | |
| BLACKROCK RUSSELL 2000 INDEX T BLACKROCK · EIN 94-3380065 / PN 001 | Common Collective Trust | — | — | $46.9M | 3.8% | |
| Fund Class R6 MFS Mid Cap Growth Mutual Fund N/R | — | — | — | $41.5M | 3.4% | |
| Institutional Capital Group Europacific Pooled Separate Account N/R | — | — | — | $34.8M | 2.8% | |
| AMERICAN CENTURY ONE CHOICE 2060 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $30.2M | 2.5% | |
| AMERICAN CENTURY ONE CHOICE IN RET AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $29.4M | 2.4% | |
| AMERICAN CENTURY US VALUE YIELD EQ AMERICAN CENTURY · EIN 26-3761443 / PN 007 | Common Collective Trust | — | — | $27.3M | 2.2% | |
| BLACKROCK MSCI ACWI EX-US INDEX M BLACKROCK · EIN 46-3820806 / PN 001 | Common Collective Trust | — | — | $24.0M | 2.0% | |
| BLACKROCK US DEBT INDEX FD W BLACKROCK · EIN 94-3371910 / PN 001 | Common Collective Trust | — | — | $23.3M | 1.9% | |
| BLACKROCK TOTAL RETURN BOND FUND T BLACKROCK · EIN 47-1246942 / PN 001 | Common Collective Trust | — | — | $23.1M | 1.9% | |
| Institutional Class John Hancock Funds Mutual Fund N/R | — | — | — | $19.7M | 1.6% | |
| Various Self-Directed Brokerage Accounts N/R | — | — | — | $15.9M | 1.3% | |
| Macquarie Small Cap Mutual Fund N/R | — | — | — | $14.5M | 1.2% | |
| Value Fund Class R6 PIMCO Income Fund Mutual Fund N/R | — | — | — | $10.8M | 0.9% | |
| Participant Loans Interest rates: 3.00% - 9.50% $0 | — | — | — | $9.1M | 0.7% | |
| ChoicebRetirement 2060bIX American CenturybOne Common Collective Trust Fund N/R | — | — | — | $5.3M | 0.4% | |
| AMERICAN CENTURY ONE CHOICE 2065 IX AMERICAN CENTURY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $5.3M | 0.4% | |
| Disciplined Value Mid Cap Class R6 Macquarie Small Cap Growth Mutual Fund N/R | — | — | — | $4.0M | 0.3% | |
| Institutional Class PIMCO All Asset Fund Mutual Fund N/R | — | — | — | $4.0M | 0.3% | |
| Baron Wealthbuilder Mutual Fund N/R | — | — | — | $3.1M | 0.3% | |
| AMERICAN CENTURY RETIRMENT 2030 III AMERICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIRMENT 2065 III AMERICAN CENTURY · EIN 26-3761443 / PN 008 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIRMENT 2060 III AMERICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIRMENT 2055 III AMERICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIRMENT 2050 III AMERICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIRMENT 2045 III AMERICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIRMENT 2040 III AMERICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIRMENT 2035 III AMERICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY RETIRMENT 2025 III AMERICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY IN RETIREMENT III AMREICAN CENTURY · EIN 26-3761443 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |