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Original filing (PDF)20251014101050NAL0005368754001
DII ENTERPRISES, LLC
Form 5500
FILING_RECEIVED
THE DII 401(K) PLAN
401(k) retirement plan
Signals · 1
~97 bps in Sched C fees
Active participants
334
Accounts w/ balance
178
Plan assets (EOY)
$1.9M
Net assets (EOY)
$1.9M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 97 bps in Schedule C fees — 87% above peer band of 52 bps.
- 53% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DII ENTERPRISES, LLC.
Plan sponsor
Name
DII ENTERPRISES, LLC
EIN
20-4392574
Address
626 SHEEPSHEAD BAY ROAD · SUITE 320 · BROOKLYN, NY · 11224
Phone
(718) 676-2278
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FRENDEL BROWN & WEISSMAN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $18K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | — | CAMP HILL, PA | ADVISOR | $0 | — |
Investments
25 direct securities · 1 pooled fund· $1.8M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$1.6M
25 holdings
Common Collective Trust
$212K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERCENT ONE CHOICE 2030 R | Registered Investment Companies | — | — | $352K | 18.9% | |
| AMERCENT ONE CHOICE 2040 R | Registered Investment Companies | — | — | $343K | 18.4% | |
| INVESCO STABLE ASSET INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $212K | 11.4% | |
| AMERCENT ONE CHOICE 2035 R | Registered Investment Companies | — | — | $199K | 10.7% | |
| AMERCENT ONE CHOICE RETIRE R | Registered Investment Companies | — | — | $161K | 8.7% | |
| AMERCENT ONE CHOICE 2050 R | Registered Investment Companies | — | — | $95K | 5.1% | |
| NATIONWIDE S&P 500 INDEX - R | Registered Investment Companies | — | — | $93K | 5.0% | |
| AMERCENT ONE CHOICE 2045 R | Registered Investment Companies | — | — | $92K | 4.9% | |
| AMERCENT ONE CHOICE 2060 R | Registered Investment Companies | — | — | $81K | 4.4% | |
| AMERCENT ONE CHOICE 2055 R | Registered Investment Companies | — | — | $37K | 2.0% | |
| CLEARBRIDGE SMALL CAP GROWTH R 920 REGISTERED INVESTMENT COMPANY AMERCENT ONE CHOICE 2025 R | Registered Investment Companies | — | — | $29K | 1.6% | |
| WESTERN ASSET CORE BOND R 368 REGISTERED INVESTMENT COMPANY JPMORGAN US EQUITY - R2 | Registered Investment Companies | — | — | $22K | 1.2% | |
| PIONEER FUNDAMENTAL GROWTH R | Registered Investment Companies | — | — | $19K | 1.0% | |
| COLUMBIA BALANCED R | Registered Investment Companies | — | — | $16K | 0.9% | |
| AMER CENT INFL ADJ BD R | Registered Investment Companies | — | — | $12K | 0.6% | |
| GS EMG MKTS EQTY INSIGHTS R | Registered Investment Companies | — | — | $10K | 0.5% | |
| NATIONWIDE SMALL CAP INDEX R | Registered Investment Companies | — | — | $9K | 0.5% | |
| JPMORGAN US SMALL COMPANY R2 | Registered Investment Companies | — | — | $6K | 0.3% | |
| LORD ABBETT HIGH YIELD FD -R3 | Registered Investment Companies | — | — | $5K | 0.3% | |
| INVESCO DIVERSIFIED DIVIDEND R | Registered Investment Companies | — | — | $4K | 0.2% | |
| BLACKROCK TOTAL RETURN - R | Registered Investment Companies | — | — | $4K | 0.2% | |
| JPM INTERNATIONAL EQ - R2 | Registered Investment Companies | — | — | $4K | 0.2% | |
| NTW INTERNATIONAL INDEX R | Registered Investment Companies | — | — | $3K | 0.2% | |
| JPMORGAN MID CP VL - R2 | Registered Investment Companies | — | — | $3K | 0.1% | |
| AMERICAN CENT REAL ESTATE R | Registered Investment Companies | — | — | $2K | 0.1% | |
| UNDISCOVERED MGRS BHVR VAL R2 | Registered Investment Companies | — | — | $2K | <0.1% |
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