Original filing (PDF)20250430080701NAL0001671057001

Prospect Capital Services, Inc. DBA Westfield Financial Planning

Name: Prospect Capital Services, Inc. DBA Westfield Financial Planning — Form 5500 Plan 001 (2024)
Creator: Prospect Capital Services, Inc. DBA Westfield Financial Planning
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Westfield Financial Planning 401(k) Plan

401(k) retirement plan · Prospect Capital Services, Inc. DBA Westfield Financial Planning's Westfield Financial Planning 401(k) Plan held $2.6M in plan assets for 5 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$2.6M

Net assets (EOY)

$2.6M

Plan identifiers

Prospect Capital Services, Inc. DBA Westfield Financial Planning's EIN is 20-4053815.

EIN 20-4053815

Plan number 001

Plan year 2024

ACK ID 20250430080701NAL0001671057001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Prospect Capital Services, Inc. DBA Westfield Financial Planning from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Prospect Capital Services, Inc. DBA Westfield Financial Planning's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for PROSPECT CAPITAL SERVICES, INC. DBA WESTFIELD FINANCIAL PLANNING.

Finding similar companies…

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score