How big is Lyons & Company, Inc.'s plan?

Lyons & Company, Inc.'s plan reported $79.9M in assets and 2,794 participants for 2024.

Original filing (PDF)20251013134108NAL0000665747001

Lyons & Company, Inc.

Name: Lyons & Company, Inc. — Lyons & Company, Inc., Form 5500 (2024)
Creator: Lyons & Company, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Lyons & Company, Inc. Multiple Employer Plan

401(k) retirement plan · Lyons & Company, Inc.'s Lyons & Company, Inc. Multiple Employer Plan held $79.9M in plan assets for 2,794 participants in 2024.

Signals · 4

No ERISA fidelity bondCorrective distributions issued~103 bps in Sched C feesSelf-directed brokerage offered

Active participants

2,794

Accounts w/ balance

2,487

Plan assets (EOY)

$79.9M

Net assets (EOY)

$79.9M

People on this filing

Sky Parker signed Lyons & Company, Inc.'s 2024 Form 5500 as plan administrator.

Sky Parker — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Lyons & Company, Inc.'s EIN is 20-4033514.

EIN 20-4033514

Plan number 001

Plan year 2024

ACK ID 20251013134108NAL0000665747001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Lyons & Company, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Lyons & Company, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

46 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Below-average — multiple flags

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
No ERISA fidelity bond reported.
Total administrative cost in the bottom quartile of peers (5th percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (12th percentile).

Plan sponsor

Name

LYONS & COMPANY, INC.

EIN

all filings

Address

P.O. BOX 1648 · GADSDEN, AL · 359021648

Phone

(256) 767-5900

Industry

Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

2V · PEO multiple-employer plan

Service providers (Schedule C)

4 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MCDONALD FINANCIAL SERVICES, LLC	26-1955601	—	INVESTMENT ADVISOR	$114K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
SLAVIC INTEGRATED ADMINISTRATION	65-0608221	—	TPA	$489K	—

Investments

46 direct securities· $79.3M(99% of reported assets)

Mutual Funds

$37.7M

24 holdings

Common Collective Trusts

$35.0M

10 holdings

Other securities

$4.7M

10 holdings

Self-Directed Brokerage

$1.4M

1 holding

Stable Value

$456K

1 holding

					% of plan
Vanguard VTSAX - Vanguard Total Stock Market Index Fund Admiral Shares	Common Collective Trusts	—	—	$17.9M	22.4%
Vanguard VBILX - Vanguard Intermediate-Term Bond Index Fund Admiral Shares	Common Collective Trusts	—	—	$8.5M	10.7%
Vanguard VTTHX - Vanguard Target Retirement 2035 Fund Investor Shares	Mutual Funds	—	—	$5.6M	7.0%
Vanguard VMFXX - Vanguard Federal Money Market Fund Investor Shares	Mutual Funds	—	—	$4.9M	6.1%
Vanguard VTHRX - Vanguard Target Retirement 2030	Mutual Funds	—	—	$4.3M	5.4%
Vanguard VCSAX - Vanguard Consumer Staples Index	Mutual Funds	—	—	$3.8M	4.8%
BlackRock BTMKX - iShares MSCI EAFE International Index Fund Class K	Common Collective Trusts	—	—	$2.9M	3.6%
Vanguard VTTVX - Vanguard Target Retirement 2025	Mutual Funds	—	—	$2.8M	3.5%
Vanguard VFORX - Vanguard Target Retirement 2040 Fund Investor Shares	Mutual Funds	—	—	$2.6M	3.2%
Vanguard VTIVX - Vanguard Target Retirement 2045	Mutual Funds	—	—	$2.2M	2.7%
Vanguard VITAX - Vanguard Information Technology Index Fund Admiral Shares	Common Collective Trusts	—	—	$2.0M	2.6%
Gabelli Funds/Ssga SVSPX - Ssga S&P Index 500	Other securities	—	—	$1.8M	2.3%
MFS MMUFX - MFS Utilities A 0 Vanguard VMMXX - Vanguard Money Market Prime 0 Participant Loans 4.25% - 9.50%	Mutual Funds	—	—	$1.4M	1.8%
Fidelity FISDB - Fidelity Self-Directed Brokerage Account	Self-Directed Brokerage	—	—	$1.4M	1.8%
Vanguard VFIFX - Vanguard Target Retirement 2050 Fund Investor Shares	Mutual Funds	—	—	$1.4M	1.8%
Vanguard VFFVX - Vanguard Target Retirement 2055 Fund Investor Shares	Mutual Funds	—	—	$1.4M	1.8%
Fidelity EQPGX - Fidelity Advisor® Equity Growth Fund	Mutual Funds	—	—	$1.3M	1.7%
Vanguard VTINX - Vanguard Target Retirement Income Fund Investor Class	Mutual Funds	—	—	$1.3M	1.6%
Vanguard VIMAX - Vanguard Mid-Cap Index Fund Admiral Shares	Common Collective Trusts	—	—	$1.0M	1.3%
Columbia CDDYX - Columbia Dividend Income Fund Instl	Other securities	—	—	$929K	1.2%
Vanguard VTWNX - Vanguard Target Retirement 2020	Mutual Funds	—	—	$904K	1.1%
Vanguard VUIAX - Vanguard Utilities Index Admiral	Mutual Funds	—	—	$895K	1.1%
Vanguard VTTSX - Vanguard Target Retirement 2060 Fund Investor Shares	Mutual Funds	—	—	$810K	1.0%
Vanguard VTIAX - Vanguard Total International Stock Index Fund Admiral Shares	Common Collective Trusts	—	—	$717K	0.9%
Vanguard VSMAX - Vanguard Small-Cap Index Fund Admiral Shares	Common Collective Trusts	—	—	$638K	0.8%
Vanguard VSGAX - Vanguard Small-Cap Growth Index Fund Admiral Shares	Common Collective Trusts	—	—	$484K	0.6%
Metlife QDWFQ - MetLife Stable Value Fund GAC Series 25053 Class 0	Stable Value	—	—	$456K	0.6%
American Funds RERGX - American Funds EuroPacific Growth Fund Class R6	Mutual Funds	—	—	$428K	0.5%
Vanguard VEMAX - Vanguard Emerging Markets Stock Index Fund Admiral Shares	Common Collective Trusts	—	—	$417K	0.5%
Wells Fargo WIPIX - Wells Fargo Core Plus Bond Fund Cl I	Other securities	—	—	$388K	0.5%
Franklin/Templeton FUFRX - Franklin Utilities Fund Class R6	Mutual Funds	—	—	$368K	0.5%
Allspring IPBJX - Allspring Real Return Fund Class R6	Other securities	—	—	$367K	0.5%
Vanguard VGSLX - Vanguard Real Estate Index Fund Admiral Shares	Common Collective Trusts	—	—	$328K	0.4%
Vanguard VLXVX - Vanguard Target Retirement 2065 Inv	Mutual Funds	—	—	$326K	0.4%
Principal PHYTX - Principal Investors High Yield Ii	Other securities	—	—	$317K	0.4%
Commerce CFAGX - Commerce Midcap Growth	Other securities	—	—	$299K	0.4%
Vanguard VMVAX - Vanguard Mid Cap Value Index Admiral	Mutual Funds	—	—	$278K	0.3%
Royce Funds ROFIX - Royce Opportunty Fund Instl Cl	Other securities	—	—	$240K	0.3%
Janus Henderson JORFX - Janus Henderson Global Select Fund	Mutual Funds	—	—	$204K	0.3%
Prudential PJNQX - Prudential Jennison Natural Resources Q	Other securities	—	—	$191K	0.2%
Vanguard VSGDX - Vanguard Short-Term Federal Fund Admiral Shares	Mutual Funds	—	—	$159K	0.2%
Columbia CSBYX - Columbia Short Term Bond Fund Instl 3	Other securities	—	—	$108K	0.1%
Oppenheimer Funds OGMIX - Oppenheimer Gold & Special Minerals I	Mutual Funds	—	—	$103K	0.1%
Vanguard VWILX - Vanguard Int'L Growth Admiral	Mutual Funds	—	—	$79K	<0.1%
Hartford HSNYX - Hartford Strategic Income Y	Other securities	—	—	$71K	<0.1%
Vanguard VSVNX - Vanguard Target Retirement 2070	Mutual Funds	—	—	$58K	<0.1%