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Original filing (PDF)20251007124212NAL0002470867001
TRI COUNTY CMO
Form 5500
FILING_RECEIVED
TRI COUNTY CMO 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
116
Accounts w/ balance
132
Plan assets (EOY)
$5.5M
Net assets (EOY)
$5.5M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRI COUNTY CMO.
Plan sponsor
Name
TRI COUNTY CMO
EIN
20-4010173
Address
3040 ROUTE 22 WEST SUITE 210 · BRANCHBURG, NJ · 08876
Phone
(908) 526-3900
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | INVESTMENT ADVISORY PART | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS C/O FUTUREPLAN | 82-3719843 | CHICAGO, IL | SERVICE PROVIDER - TPA | $0 | — |
Investments
31 direct securities · 1 pooled fund· $10.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$5.5M
31 holdings
Pooled Separate Account
$5.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MAP CONTRACT SEPARATE ACCOUNT D VOYA RETIREMENTINSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $5.1M | 94.0% | |
| Voya Large Cap Growth Portfolio Adv | — | — | — | $719K | 13.2% | |
| Voya Index Solution Income Portfolio Adv | — | — | — | $584K | 10.7% | |
| Voya Index Solution 2045 Portfolio Adv | — | — | — | $450K | 8.3% | |
| Voya Index Solution 2060 Portfolio Adv | — | — | — | $448K | 8.2% | |
| Voya Index Solution 2040 Portfolio Adv | — | — | — | $384K | 7.0% | |
| Voya Index Solution 2050 Portfolio Adv | — | — | — | $352K | 6.4% | |
| Voya Russell Mid Cap Index Portfolio Class A | — | — | — | $311K | 5.7% | |
| Voya Index Solution 2025 Portfolio Adv | — | — | — | $306K | 5.6% | |
| Voya Index Solution 2055 Portfolio Adv | — | — | — | $285K | 5.2% | |
| Voya Fixed Account | — | — | — | $284K | 5.2% | |
| Voya American Funds Fundamental Investors Class R3 | — | — | — | $279K | 5.1% | |
| Voya Index Solution 2035 Portfolio Adv | — | — | — | $170K | 3.1% | |
| Voya American Funds EuroPacific Growth Fund Class R3 | — | — | — | $130K | 2.4% | |
| Voya VY CBRE Real Estate Portfolio Adv 196 * Voya High Yield Portfolio Adv | — | — | — | $117K | 2.2% | |
| Voya American Funds Growth Fund Class R3 | — | — | — | $91K | 1.7% | |
| Voya Mid Cap Opportunities Portfolio Class A | — | — | — | $81K | 1.5% | |
| Voya U.S. Bond Index Portfolio Class A | — | — | — | $59K | 1.1% | |
| Voya Index Solution 2030 Portfolio Adv | — | — | — | $59K | 1.1% | |
| Voya American Funds New Perspective Fund Class R3 | — | — | — | $57K | 1.0% | |
| Voya U.S. Stock Index Portfolio Adv | — | — | — | $48K | 0.9% | |
| Notes Receivable from Participants Rate of 4.25% - 9.50% maturing through May 2028 | — | — | — | $42K | 0.8% | |
| Voya American Century Short Duration Infl. Protect. Bond Fund R3 | — | — | — | $40K | 0.7% | |
| Voya Russell Small Cap Index Portfolio Class A | — | — | — | $39K | 0.7% | |
| Voya Invesco Developing Markets Fund Class R | — | — | — | $36K | 0.7% | |
| Voya American Funds Income Fund Class R3 | — | — | — | $34K | 0.6% | |
| Voya VY American Century Small-Mid Cap Value Portfolio Adv | — | — | — | $22K | 0.4% | |
| Voya Index Solution 2065 Portfolio Adv | — | — | — | $10K | 0.2% | |
| Voya Franklin Small Cap Value Fund R | — | — | — | $8K | 0.1% | |
| Voya ClearBridge Small Cap Growth Fund R | — | — | — | $3K | <0.1% | |
| Voya Gov Money Market Fund | — | — | — | $3K | <0.1% | |
| Voya American Funds Washington Mutual Investors Fund Class R3 | — | — | — | $2K | <0.1% |