How big is Innovative Capital Management's plan?

Innovative Capital Management's plan reported $4.7M in assets and 425 participants for 2024.

Original filing (PDF)20250929160335NAL0027203186001

Innovative Capital Management

Name: Innovative Capital Management — Innovative Capital, Form 5500 (2024)
Creator: Innovative Capital Management
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Innovative Capital Management 401(k) Plans

401(k) retirement plan · Innovative Capital Management's Innovative Capital Management 401(k) Plans held $4.7M in plan assets for 425 participants in 2024.

Signals · 3

Late participant contributionsPossibly inadequate fidelity bondNo recordkeeper disclosed

Active participants

425

Accounts w/ balance

309

Plan assets (EOY)

$4.7M

Net assets (EOY)

$4.7M

Plan identifiers

Innovative Capital Management's EIN is 20-3889074.

EIN 20-3889074

Plan number 001

Plan year 2024

ACK ID 20250929160335NAL0027203186001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Innovative Capital Management from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Innovative Capital Management's plan includes a 401(k) feature, profit-sharing, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for INNOVATIVE CAPITAL MANAGEMENT.

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How this plan invests

This plan

31 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 46K (8% of contributions).
Fidelity bond appears below the 10%-of-assets requirement.
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (24th percentile).

Plan sponsor

Name

INNOVATIVE CAPITAL MANAGEMENT

EIN

all filings

Address

2910 ADAMS ROAD · SUITE 110 · NORMAN, OK · 73069

Phone

(405) 928-2727

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-29

Pension benefit codes

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

2E · Profit-sharing

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Service providers (Schedule C)

No Schedule C providers reported

Investments

31 direct securities· $4.6M(99% of reported assets)

Mutual Funds

$3.2M

21 holdings

Other securities

$730K

1 holding

Common Stocks

$359K

6 holdings

Common Collective Trusts

$202K

1 holding

Bonds / Notes

$101K

1 holding

U.S. Treasuries

$22K

1 holding

					% of plan
SECURITY BENEFIT FIXED ACCOUNT	Other securities	—	—	$730K	15.6%
VANGUARD TARGET RETIREMENT 2040 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$362K	7.7%
VANGUARD TARGET RETIREMENT 2045 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$354K	7.6%
T ROWE PRICE BLUE CHIP GROWTH R Value of Interest in Registered Inv Co	Mutual Funds	—	—	$352K	7.5%
VANGUARD MID CAP INDEX Value of Interest in Registered Inv Co	Mutual Funds	—	—	$263K	5.6%
VANGUARD TARGET RETIREMENT 2055 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$254K	5.4%
VANGUARD TOTAL BOND MKT INDEX Value of Interest in Registered Inv Co	Mutual Funds	—	—	$234K	5.0%
AMERICAN FUNDS NEW PERSPECTIVE FUND Value of Interest in Registered Inv Co	Mutual Funds	—	—	$225K	4.8%
VANGUARD 500 INDEX Value of Interest in Registered Inv Co	Common Collective Trusts	—	—	$202K	4.3%
VANGUARD TARGET RETIREMENT 2035 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$170K	3.6%
VANGUARD TARGET RETIREMENT 2050 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$166K	3.5%
VANGUARD TARGET RETIREMENT 2030 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$161K	3.4%
ALLSPRING DISCIPLINED U.S. CORE Value of Interest in Registered Inv Co	Common Stocks	—	—	$147K	3.1%
VANGUARD TARGET RETIREMENT 2025 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$124K	2.7%
MFS VALUE of Interest in Registered Inv Co	Mutual Funds	—	—	$118K	2.5%
PARTICIPANT LOANS Interest rates 4.25% to 9.50%	Bonds / Notes	—	—	$101K	2.2%
DWS RREEF REAL ESTATE SECURITIES Value of Interest in Registered Inv Co	Common Stocks	—	—	$73K	1.6%
VANGUARD TARGET RETIREMENT 2060 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$72K	1.5%
TRP RETIREMENT 2015 Value of Interest in Registered Inv Co 869 VANGUARD TARGET RETIREMENT 2020 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$71K	1.5%
JANUS HENDERSON FLEXIBLE BOND Value of Interest in Registered Inv Co	Mutual Funds	—	—	$66K	1.4%
MFS INTERNATIONAL DIVERSIFICATION Value of Interest in Registered Inv Co	Mutual Funds	—	—	$58K	1.2%
PIMCO COMMODITY REAL RETURN Value of Interest in Registered Inv Co 36 VANGUARD SMALL CAP INDEX Value of Interest in Registered Inv Co	Mutual Funds	—	—	$57K	1.2%
BLACKROCK HIGH YIELD BOND Value of Interest in Registered Inv Co	Common Stocks	—	—	$50K	1.1%
VANGUARD DEVELOPED MKTS INDEX Value of Interest in Registered Inv Co	Mutual Funds	—	—	$48K	1.0%
JPMORGAN US SMALL COMPANY Value of Interest in Registered Inv Co	Common Stocks	—	—	$46K	1.0%
AMERICAN CENTURY EMERGING MKTS Value of Interest in Registered Inv Co	Common Stocks	—	—	$33K	0.7%
JANUS HENDERSON TRITON Value of Interest in Registered Inv Co	Mutual Funds	—	—	$33K	0.7%
BLACKROCK INFL PROTECT BOND Value of Interest in Registered Inv Co	U.S. Treasuries	—	—	$22K	0.5%
JANUS HENDERSON BALANCED Value of Interest in Registered Inv Co	Mutual Funds	—	—	$18K	0.4%
VANGUARD TARGET RETIREMENT 2065 Value of Interest in Registered Inv Co	Mutual Funds	—	—	$12K	0.3%
ALLSPRING SPECIAL SMALL CAP VALUE of Interest in Registered Inv Co	Common Stocks	—	—	$10K	0.2%