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Original filing (PDF)20260209081037NAL0000949907001
AUTO SERVICES UNLIMITED, LLC
Form 5500
FILING_RECEIVED
AUTO SERVICES UNLIMITED 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 2.8 mo~139 bps in Sched C fees
Active participants
464
Accounts w/ balance
480
Plan assets (EOY)
$3.6M
Net assets (EOY)
$3.6M
How this plan invests
This plan
2 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
89
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.8 months past the 10.5-month grace window.
- 139 bps in Schedule C fees — 167% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUTO SERVICES UNLIMITED, LLC.
Plan sponsor
Name
AUTO SERVICES UNLIMITED, LLC
EIN
20-3870271
Address
5755 GRANGER ROAD STE 777 · INDEPENDENCE, OH · 44131
Phone
(440) 703-8528
Industry
Retail Tradesee all
Plan administrator
Name
NORTHEAST RETIREMENT SERVICES, LLC.
EIN
81-5140646
City
WOBURN, MA
Phone
(781) 983-5059
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-09
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $47K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MML INVESTORS SERVICES LLC | — | SPRINGFIELD, MA | BROKER/ADVISER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHEAST RETIREMENT SERVICES, INC. | — | WOBURN, MA | CONTRACT ADMIN | $331 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL AUTOMOBILE DEALERS ASSOCIA | — | MCLEAN, VA | OTHER | $3K | — |
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | — | RALEIGH, NC | OTHER | $529 | — |
Investments
23 direct securities · 2 pooled funds· $3.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$3.6M
22 holdings
Common Collective Trust
$93K
2 holdings
Mutual Funds
$7K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Retirement Blend Target Retirement 2030 Class 5 Fund | — | — | — | $588K | 16.1% | |
| T. Rowe Price Retirement Blend Target Retirement 2045 Class 5 Fund | — | — | — | $463K | 12.7% | |
| T. Rowe Price Retirement Blend Target Retirement 2055 Class 5 Fund | — | — | — | $435K | 12.0% | |
| T. Rowe Price Retirement Blend Target Retirement 2060 Class 5 Fund | — | — | — | $414K | 11.4% | |
| T. Rowe Price Retirement Blend Target Retirement 2065 Class 5 Fund | — | — | — | $365K | 10.0% | |
| T. Rowe Price Retirement Blend Target Retirement 2050 Class 5 Fund | — | — | — | $321K | 8.8% | |
| T. Rowe Price Retirement Blend Target Retirement 2035 Class 5 Fund | — | — | — | $271K | 7.4% | |
| T. Rowe Price Retirement Blend Target Retirement 2040 Class 5 Fund | — | — | — | $267K | 7.3% | |
| Northern Trust Collective NT DC NL T4 S&P 500 Index Fund | — | — | — | $265K | 7.3% | |
| T. Rowe Price Retirement Blend Target Retirement 2025 Class 5 Fund | — | — | — | $115K | 3.1% | |
| GREAT-WEST TRUST DRIVE INCOME FUND GREAT-WEST TRUST COMPANY, LLC · EIN 47-7319764 / PN 111 | Common Collective Trust | — | — | $84K | 2.3% | |
| T. Rowe Price Retirement Blend Target Retirement 2020 Class 5 Fund | — | — | — | $33K | 0.9% | |
| MFS Mid Cap Value Fund | — | — | — | $17K | 0.5% | |
| State Street Global Advisors SSGA Real Asset Class C Fund | — | — | — | $16K | 0.4% | |
| T. Rowe Price Retirement Blend Target Retirement 2020 Class 5 Fund | — | — | — | $15K | 0.4% | |
| Northern Trust Collective NT NL T4 Aggregate Bond Index Fund | — | — | — | $14K | 0.4% | |
| Principal Financial Group Principal Smallcap Growth I R6 Fund | — | — | — | $11K | 0.3% | |
| GREAT-WEST TRUST DRIVE BALANCED FUN GREAT-WEST TRUST COMPANY, LLC · EIN 47-7326992 / PN 110 | Common Collective Trust | — | — | $9K | 0.2% | |
| Allspring Global Allspring Special Small Cap Value Fund | Mutual Funds | — | — | $7K | 0.2% | |
| Victory Trivalent Victory Trivalent International Small-Cap I Fund ** 808 Collective Trust Funds * Empower Drive Income Fund | — | — | — | $3K | <0.1% | |
| Northern Trust Collective NT DC NL T4 S&P 400 Index Fund | — | — | — | $3K | <0.1% | |
| Northern Trust Collective NT DC NL T4 Russell 2000 Index Fund | — | — | — | $3K | <0.1% | |
| Northern Trust Collective NT ACWI EX US DC NL T4 Index Fund | — | — | — | $3K | <0.1% | |
| Northern Trust Collective NT DC NL T4 Russell 1000 Growth Index Fund | — | — | — | $2K | <0.1% | |
| Investments MassMutual Select Funds MassMutual Mid Cap Growth I Fund | — | — | — | $2K | <0.1% |