Back to filter
Original filing (PDF)20250710142013NAL0006663345001
JEFFERSON CAPITAL SYSTEMS, LLC
Form 5500
FILING_RECEIVED
JEFFERSON CAPITAL SYSTEMS, LLC 401(K) PLAN
401(k) retirement plan
Active participants
215
Accounts w/ balance
216
Plan assets (EOY)
$13.8M
Net assets (EOY)
$13.8M
How this plan invests
This plan
3 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JEFFERSON CAPITAL SYSTEMS, LLC.
Plan sponsor
Name
JEFFERSON CAPITAL SYSTEMS, LLC
EIN
20-3686718
Address
200 14TH AVE E · SARTELL, MN · 56377
Phone
(409) 234-7417
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KIMBERLIN COMPANY, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $16K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN LP | — | NASHVILLE, TN | INVESTMENT ADVISOR | $29K | — |
Investments
20 direct securities · 3 pooled funds· $13.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.1M
19 holdings
Common Collective Trust
$498K
3 holdings
Mutual Funds
$101K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 12 Empower Trust Company, LLC Blackrock Lifepath Index Retirement Fund | — | — | — | $2.0M | 14.6% | |
| 5 Empower Trust Company, LLC Blackrock Lifepath Index 2035 Fund | — | — | — | $1.8M | 13.0% | |
| 14 Empower Trust Company, LLC Fidelity 500 Index Fund | — | — | — | $1.7M | 12.6% | |
| 4 Empower Trust Company, LLC Blackrock Lifepath Index 2030 Fund | — | — | — | $1.5M | 10.8% | |
| 8 Empower Trust Company, LLC Blackrock Lifepath Index 2050 Fund | — | — | — | $1.4M | 10.1% | |
| 6 Empower Trust Company, LLC Blackrock Lifepath Index 2040 Fund | — | — | — | $1.4M | 10.1% | |
| 7 Empower Trust Company, LLC Blackrock Lifepath Index 2045 Fund | — | — | — | $1.1M | 7.9% | |
| 15 Empower Trust Company, LLC Fidelity Extended Market Index Fund | — | — | — | $553K | 4.0% | |
| 9 Empower Trust Company, LLC Blackrock Lifepath Index 2055 Fund | — | — | — | $508K | 3.7% | |
| 10 Empower Trust Company, LLC Blackrock Lifepath Index 2060 Fund | — | — | — | $385K | 2.8% | |
| Investment contract 23 * Empower Annuity Insurance Co. of America EI Fixed Account - Series Class I | — | — | — | $251K | 1.8% | |
| AB US LARGE CAP GROWTH CIT W SERIES GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $236K | 1.7% | |
| AB US SMALL AND MID CAP VAL W SERIE GREAT GRAY · EIN 38-4116868 / PN 532 | Common Collective Trust | — | — | $168K | 1.2% | |
| 19 Empower Trust Company, LLC JP Morgan Equity Income | — | — | — | $150K | 1.1% | |
| 2 Empower Trust Company, LLC American Funds New World Fund | — | — | — | $130K | 0.9% | |
| s 1 Empower Trust Company, LLC American Funds Europacific Growth Fund | Mutual Funds | — | — | $101K | 0.7% | |
| AB US SMALL AND MID CAP GR W SERIES GREAT GRAY · EIN 38-4116871 / PN 536 | Common Collective Trust | — | — | $94K | 0.7% | |
| 16 Empower Trust Company, LLC Fidelity Global Ex Us Index Fund | — | — | — | $80K | 0.6% | |
| 11 Empower Trust Company, LLC Blackrock Lifepath Index 2065 Fund | — | — | — | $77K | 0.6% | |
| 17 Empower Trust Company, LLC Fidelity US Bond Index | — | — | — | $32K | 0.2% | |
| 13 * Empower Trust Company, LLC Empower International Value Fund | — | — | — | $23K | 0.2% | |
| 18 Empower Trust Company, LLC Invesco Global Real Estate Fund | — | — | — | $13K | <0.1% | |
| 3 Empower Trust Company, LLC Blackrock High Yield Bond Portfolio | — | — | — | $10K | <0.1% |