This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EVERCORE GROUP L.L.C. | 27-2635011 | — | NONE | $205K | — |
| KPMG LLP | 13-5565207 | — | NONE | $97K | — |
| JP MORGAN CHASE BANK | 13-4994650 | — | NONE | $7K | — |
| KIRKLAND & ELLIS | 36-1326630 | — | NONE | $7K | — |
| ROPES & GRAY LLP | 04-2233412 | — | NONE | $6K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan US Government Money Market Fund | — | — | $3.2M | $3.2M | 41.5% | |
| Oak Investment Partners IX | — | — | — | $711K | 9.1% | |
| New Enterprise Associates 13 | — | — | $4.2M | $600K | 7.7% | |
| Battery Ventures VIII | — | — | $3.1M | $440K | 5.7% |
| New Enterprise Associates 12 | — | — | $10.5M | $288K | 3.7% |
| NGP Midstream and Resources | — | — | $1.7M | $139K | 1.8% |
| EMG Iron Ore Phase 3 | — | — | $39K | $137K | 1.8% |
| Battery Ventures VIII Side Fund | — | — | $526K | $130K | 1.7% |
| New Enterprise Associates 10 | — | — | $1.9M | $81K | 1.0% |
| Green Equity Investors V | — | — | $1.8M | $73K | 0.9% |
| Sterling Capital Partners III LP | — | — | $1.0M | $44K | 0.6% |
| New Enterprise Associates 9 999 New Enterprise Associates VIII | — | — | $437K | $30K | 0.4% |
| ABRY Senior Equity II 0 | — | — | — | $14K | 0.2% |
| Item 4i - Schedule of Assets (Held At End of Year) Subheader Investments Cost Fair Value ABRY Partners VI | — | — | $695K | $9K | 0.1% |
| Resource Capital V | — | — | $747K | $6K | <0.1% |
