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Original filing (PDF)20250904101045NAL0015999105001
LEVATA
Form 5500
FILING_RECEIVED
LEVATA 401(K) PLAN
401(k) retirement plan
Signals · 1
39% in single holding
Active participants
514
Accounts w/ balance
660
Plan assets (EOY)
$42.0M
Net assets (EOY)
$41.9M
How this plan invests
This plan
9 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Total Stock Market Index Fund Admiral Mutual fund" is 39% of plan.
- 44 bps in Schedule C fees — 51% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LEVATA.
Plan sponsor
Name
LEVATA
EIN
20-3290210
Address
101 N WACKER DRIVE · SUITE 1100 · CHICAGO, IL · 60606
Phone
(312) 765-8865
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI CONSULTING GROUP | 06-1053228 | — | RECORDKEEPER | $71K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS | 06-1397347 | — | ADVISORS | $112K | — |
Investments
9 direct securities· $40.9M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund Admiral Mutual fund | — | — | — | $16.0M | 38.1% | |
| Vanguard Total International Stock Index Fund Admiral Mutual fund | — | — | — | $7.8M | 18.5% | |
| Vanguard 500 Index Fund Admiral Mutual fund | — | — | — | $5.7M | 13.5% | |
| Vanguard Total Bond Market Index Fund Admiral Mutual fund | — | — | — | $5.3M | 12.7% | |
| Vanguard Mid Cap Index Fund Admiral Mutual fund | — | — | — | $2.2M | 5.1% | |
| Vanguard Small Cap Index Fund Admiral Mutual fund | — | — | — | $1.9M | 4.5% | |
| Charles Schwab Money Market Money market | — | — | — | $948K | 2.3% | |
| Participant loans Interest rates ranging from 4.25% to 9.50% -0- | — | — | — | $607K | 1.4% | |
| Vanguard Emerging Markets Stock Index Fund Admiral Mutual fund | — | — | — | $548K | 1.3% |