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Original filing (PDF)20251010130530NAL0008197905001
FOREST RIVER, INC.
Form 5500
FILING_RECEIVED
FOREST RIVER, INC. 401(K) PLAN
401(k) retirement plan
Active participants
22,247
Accounts w/ balance
4,191
Plan assets (EOY)
$127.2M
Net assets (EOY)
$126.3M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 24 bps in Schedule C fees — 136% above peer band of 10 bps.
- Only 19% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FOREST RIVER, INC..
Plan sponsor
Name
FOREST RIVER, INC.
EIN
20-3284366
Address
P.O. BOX 3030 · ELKHART, IN · 465153030
Phone
(574) 389-4600
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $216K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $49K | — |
| OXFORD FINANCIAL GROUP LTD | 35-1588335 | — | ADVISOR | $35K | — |
Investments
22 direct securities · 1 pooled fund· $127.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$119.2M
21 holdings
Common Collective Trust
$5.8M
1 holding
Mutual Funds
$2.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JP Morgan Large Cap Growth Fund R-5 # | — | — | — | $13.9M | 10.9% | |
| Fidelity Spartan 500 Index Fund # | — | — | — | $13.5M | 10.6% | |
| Vanguard Target Retirement 2035 Fund # | — | — | — | $10.4M | 8.1% | |
| Vanguard Target Retirement 2045 Fund # | — | — | — | $9.0M | 7.1% | |
| Vanguard Target Retirement 2030 Fund # | — | — | — | $8.3M | 6.5% | |
| Vanguard Target Retirement 2040 Fund # | — | — | — | $7.8M | 6.1% | |
| Vanguard Target Retirement 2055 Fund # | — | — | — | $7.7M | 6.1% | |
| Vanguard Target Retirement 2060 Fund # | — | — | — | $7.7M | 6.0% | |
| Delaware Small Cap Core Fund # | — | — | — | $7.5M | 5.9% | |
| Vanguard Target Retirement 2050 Fund # | — | — | — | $6.6M | 5.2% | |
| MORLEY SV 55 - I PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $5.8M | 4.6% | |
| Dodge & Cox Large Value Stock # | — | — | — | $3.6M | 2.9% | |
| Dodge & Cox Income Fund Class I # | — | — | — | $3.6M | 2.8% | |
| Vanguard Target Retirement 2025 Fund # | — | — | — | $3.5M | 2.8% | |
| participants with various maturities through August 2032 | — | — | — | $3.4M | 2.7% | |
| Columbia Balanced Fund # | — | — | — | $3.3M | 2.6% | |
| Fidelity International Index Fund # | — | — | — | $2.5M | 2.0% | |
| American Funds EuroPacific Growth Fund R-4 # | Mutual Funds | — | — | $2.2M | 1.8% | |
| Vanguard Target Retirement 2020 Fund # | — | — | — | $1.5M | 1.1% | |
| Fidelity Small Cap Index Fund # | — | — | — | $1.4M | 1.1% | |
| Vanguard Target Retirement Income Fund # | — | — | — | $1.4M | 1.1% | |
| Vanguard Inflation Protected Admiral # | — | — | — | $1.3M | 1.0% | |
| Principal Diversified Real Estate Fund # | — | — | — | $1.3M | 1.0% |
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