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Original filing (PDF)20250704052258NAL0002594530001
DOLPHIN BAY HOTEL RESIDENCE
Form 5500
FILING_RECEIVED
DOLPHIN BAY HOTEL & RESIDENCE 401K PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
25% in single holding
Active participants
112
Accounts w/ balance
151
Plan assets (EOY)
$1.2M
Net assets (EOY)
$1.2M
How this plan invests
This plan
4 pooled trusts
Schedule D
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "AMERCENT ONE CHOICE 2055 R" is 25% of plan.
Helping the score
- Below-peer total fees (29 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DOLPHIN BAY HOTEL RESIDENCE.
Plan sponsor
Name
DOLPHIN BAY HOTEL RESIDENCE
EIN
20-3235264
Address
2727 SHELL BEACH ROAD · PISMO BEACH, CA · 93449
Phone
(805) 709-7615
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $3K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORRISS AND GARRITANO | — | OBISPO, CA | ADVISOR | $0 | — |
Investments
15 direct securities · 4 pooled funds· $1.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$1.1M
14 holdings
Common Collective Trust
$87K
4 holdings
Uncategorized
$2K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERCENT ONE CHOICE 2055 R | Registered Investment Companies | — | — | $296K | 25.3% | |
| AMERCENT ONE CHOICE 2045 R | Registered Investment Companies | — | — | $161K | 13.8% | |
| AMERCENT ONE CHOICE 2050 R | Registered Investment Companies | — | — | $146K | 12.5% | |
| AMERCENT ONE CHOICE 2040 R | Registered Investment Companies | — | — | $128K | 11.0% | |
| AMERCENT ONE CHOICE 2035 R | Registered Investment Companies | — | — | $121K | 10.4% | |
| AMERCENT ONE CHOICE 2030 R | Registered Investment Companies | — | — | $55K | 4.7% | |
| AMERCENT ONE CHOICE 2025 R | Registered Investment Companies | — | — | $55K | 4.7% | |
| STATE ST S&P 500 IDX IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 344 | Common Collective Trust | — | — | $46K | 3.9% | |
| FIDELITY ADVISOR LARGE CAP-M | Registered Investment Companies | — | — | $39K | 3.3% | |
| MFS INTL INTRINSIC VALUE - R2 | Registered Investment Companies | — | — | $32K | 2.7% | |
| PIMCO TOTAL RETURN FUND - R | Registered Investment Companies | — | — | $26K | 2.2% | |
| STATE ST S&P MD CP IDX NL J STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 347 | Common Collective Trust | — | — | $24K | 2.0% | |
| FRANKLIN SM CAP GR R | Registered Investment Companies | — | — | $13K | 1.1% | |
| STATE ST INTL IDX SECLEND VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 336 | Common Collective Trust | — | — | $12K | 1.0% | |
| INVESCO STABLE ASSET INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $5K | 0.5% | |
| T. ROWE PRICE GRTH STK FD - R | Registered Investment Companies | — | — | $3K | 0.3% | |
| INVESCO COMSTOCK R | Registered Investment Companies | — | — | $2K | 0.2% | |
| PARTICIPANT LOANS 535 REGISTERED INVESTMENT COMPANY AMERCENT ONE CHOICE RETIRE R | — | — | — | $2K | 0.2% | |
| VICTORY INTEGRITY SM CAP VAL R | Registered Investment Companies | — | — | $2K | 0.2% |