How big is Tradition Capital Bank's plan?

Tradition Capital Bank's plan reported $20.4M in assets and 146 participants for 2024.

Original filing (PDF)20250625133610NAL0018967026001

Tradition Capital Bank

Name: Tradition Capital Bank — Tradition Capital Bank, Form 5500 (2024)
Creator: Tradition Capital Bank
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Tradition Capital Bank 401(k) Plan

401(k) retirement plan · Tradition Capital Bank's Tradition Capital Bank 401(k) Plan held $20.4M in plan assets for 146 participants in 2024, with Voya as recordkeeper.

Signals · 1

11% employer stock

Active participants

146

Accounts w/ balance

171

Plan assets (EOY)

$20.4M

Net assets (EOY)

$20.4M

People on this filing

Tim Macphail signed Tradition Capital Bank's 2024 Form 5500 as plan administrator.

Tim Macphail — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Tradition Capital Bank's EIN is 20-3063093.

EIN 20-3063093

Plan number 001

Plan year 2024

ACK ID 20250625133610NAL0018967026001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Tradition Capital Bank from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Tradition Capital Bank's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for TRADITION CAPITAL BANK.

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How this plan invests

This plan

1 pooled trust

Schedule D

42 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Plan sponsor

Name

TRADITION CAPITAL BANK

EIN

all filings

Address

7601 FRANCE AVENUE SOUTH · SUITE 140 · EDINA, MN · 55435

Phone

(952) 806-6622

Industry

Commercial Banking· Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-06-25

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3I · Requires investment in employer securities

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
VOYA RETIREMENT INS AND ANNITY CO	71-0294708	HARTFORD, CT	SERVICE PROVIDER	$0	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
LEE CPA GROUP	81-4637885	SACRAMENTO, CA	SERVICE PROVIDER	$12K	—

Investments

42 direct securities · 1 pooled fund· $37.3M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Pooled Separate Account

$16.9M

1 holding

Pooled Separate Accounts

$16.9M

39 holdings

Common Stocks

$2.2M

1 holding

Other securities

$1.1M

1 holding

Bonds / Notes

$161K

1 holding

					% of plan
SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000	Pooled Separate Account	—	—	$16.9M	83.1%
American Funds 2050 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$2.3M	11.4%
Tradition Bancshares, Inc. Common Stock Tradition Bancshares, Inc. Common Stock	Common Stocks	—	—	$2.2M	10.8%
American Funds 2035 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.9M	9.1%
JPMorgan LgCp Grw Fnd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.7M	8.2%
American Funds 2030 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.5M	7.2%
American Funds 2045 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.2M	5.9%
American Funds 2040 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.1M	5.4%
Fixed Account * Voya Fixed Account (4450) Fixed Account	Other securities	—	—	$1.1M	5.4%
Vangrd 500 Index Fund Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$1.0M	5.1%
American Funds 2055 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$961K	4.7%
American Funds 2060 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$882K	4.3%
TRwPr Dividend Growth Fund I Pooled Separate Account	Pooled Separate Accounts	—	—	$646K	3.2%
DFA Intl Small Comp Port Ins Pooled Separate Account	Pooled Separate Accounts	—	—	$493K	2.4%
MFS International Grw Fund R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$326K	1.6%
PGIM Floating Rate Incm Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$314K	1.5%
Vangrd Dev Mkts Index Fd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$308K	1.5%
Vangrd Sm-Cap Vl Index Fnd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$287K	1.4%
American Funds 2065 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$264K	1.3%
JPMorgan Equity Income Fund R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$212K	1.0%
Vangrd Int-Trm Bd Indx Fd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$181K	0.9%
American Funds 2025 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$180K	0.9%
Participant Loans Interest rates at (3.25% ~ 10.50%) $0	Bonds / Notes	—	—	$161K	0.8%
Vangrd Mid-Cap Index Fund Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$159K	0.8%
Vangrd Small-Cap Index Fnd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$158K	0.8%
JPMorgan Government Bd Fnd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$118K	0.6%
JPMorgan Emrg Mkts Eqty Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$118K	0.6%
Vangrd Intl Value Fnd Inv Pooled Separate Account	Pooled Separate Accounts	—	—	$95K	0.5%
Vangrd Divd Apprec Indx Fd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$86K	0.4%
BlackRock Mid-Cap Grw Eq Por K Pooled Separate Account	Pooled Separate Accounts	—	—	$82K	0.4%
Parametric Intl Eqty Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$82K	0.4%
Principal SmallCap Fund R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$62K	0.3%
Allspg Spec MdCp Vl Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$46K	0.2%
JPMorgan Hedged Equity Fnd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$42K	0.2%
DFA Infl-Prot Sec Port Ins Pooled Separate Account	Pooled Separate Accounts	—	—	$35K	0.2%
American Funds 2020 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$34K	0.2%
PGIM Global Total Return Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$24K	0.1%
WstAsst Core Bond Fund Is Pooled Separate Account	Pooled Separate Accounts	—	—	$23K	0.1%
American Funds 2010 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$18K	<0.1%
PIMCO Invmt Grd Crdt Bd Fd Ins Pooled Separate Account	Pooled Separate Accounts	—	—	$18K	<0.1%
PGIM High Yield Fund R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$10K	<0.1%
DFA Real Estate Secs Port Ins Pooled Separate Account	Pooled Separate Accounts	—	—	$10K	<0.1%
AQR Lg Cp Def Style Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$7K	<0.1%