Original filing (PDF)20250625133610NAL0018967026001

Tradition Capital Bank

Name: Tradition Capital Bank — Tradition Capital Bank, Form 5500 (2024)
Creator: Tradition Capital Bank
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Tradition Capital Bank 401(k) Plan

401(k) retirement plan · Tradition Capital Bank's Tradition Capital Bank 401(k) Plan held $20.4M in plan assets for 146 participants in 2024, with Voya as recordkeeper.

Signals · 1

11% employer stock

Active participants

146

Accounts w/ balance

171

Plan assets (EOY)

$20.4M

Net assets (EOY)

$20.4M

How this plan invests

This plan

1 pooled trust

Schedule D

42 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for TRADITION CAPITAL BANK.

Plan sponsor

Name

TRADITION CAPITAL BANK

EIN

20-3063093all filings

Address

7601 FRANCE AVENUE SOUTH · SUITE 140 · EDINA, MN · 55435

Phone

(952) 806-6622

Industry

Commercial Banking· Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-06-25

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3I · Requires investment in employer securities

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
VOYA RETIREMENT INS AND ANNITY CO	71-0294708	HARTFORD, CT	SERVICE PROVIDER	$0	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
LEE CPA GROUP	81-4637885	SACRAMENTO, CA	SERVICE PROVIDER	$12K	—

Investments

42 direct securities · 1 pooled fund· $37.3M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Pooled Separate Account

$16.9M

1 holding

Pooled Separate Accounts

$16.9M

39 holdings

Common Stocks

$2.2M

1 holding

Other securities

$1.1M

1 holding

Bonds / Notes

$161K

1 holding

					% of plan
SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000	Pooled Separate Account	—	—	$16.9M	83.1%
American Funds 2050 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$2.3M	11.4%
Tradition Bancshares, Inc. Common Stock Tradition Bancshares, Inc. Common Stock	Common Stocks	—	—	$2.2M	10.8%
American Funds 2035 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.9M	9.1%
JPMorgan LgCp Grw Fnd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.7M	8.2%
American Funds 2030 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.5M	7.2%
American Funds 2045 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.2M	5.9%
American Funds 2040 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$1.1M	5.4%
Fixed Account * Voya Fixed Account (4450) Fixed Account	Other securities	—	—	$1.1M	5.4%
Vangrd 500 Index Fund Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$1.0M	5.1%
American Funds 2055 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$961K	4.7%
American Funds 2060 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$882K	4.3%
TRwPr Dividend Growth Fund I Pooled Separate Account	Pooled Separate Accounts	—	—	$646K	3.2%
DFA Intl Small Comp Port Ins Pooled Separate Account	Pooled Separate Accounts	—	—	$493K	2.4%
MFS International Grw Fund R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$326K	1.6%
PGIM Floating Rate Incm Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$314K	1.5%
Vangrd Dev Mkts Index Fd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$308K	1.5%
Vangrd Sm-Cap Vl Index Fnd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$287K	1.4%
American Funds 2065 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$264K	1.3%
JPMorgan Equity Income Fund R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$212K	1.0%
Vangrd Int-Trm Bd Indx Fd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$181K	0.9%
American Funds 2025 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$180K	0.9%
Participant Loans Interest rates at (3.25% ~ 10.50%) $0	Bonds / Notes	—	—	$161K	0.8%
Vangrd Mid-Cap Index Fund Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$159K	0.8%
Vangrd Small-Cap Index Fnd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$158K	0.8%
JPMorgan Government Bd Fnd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$118K	0.6%
JPMorgan Emrg Mkts Eqty Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$118K	0.6%
Vangrd Intl Value Fnd Inv Pooled Separate Account	Pooled Separate Accounts	—	—	$95K	0.5%
Vangrd Divd Apprec Indx Fd Adm Pooled Separate Account	Pooled Separate Accounts	—	—	$86K	0.4%
BlackRock Mid-Cap Grw Eq Por K Pooled Separate Account	Pooled Separate Accounts	—	—	$82K	0.4%
Parametric Intl Eqty Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$82K	0.4%
Principal SmallCap Fund R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$62K	0.3%
Allspg Spec MdCp Vl Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$46K	0.2%
JPMorgan Hedged Equity Fnd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$42K	0.2%
DFA Infl-Prot Sec Port Ins Pooled Separate Account	Pooled Separate Accounts	—	—	$35K	0.2%
American Funds 2020 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$34K	0.2%
PGIM Global Total Return Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$24K	0.1%
WstAsst Core Bond Fund Is Pooled Separate Account	Pooled Separate Accounts	—	—	$23K	0.1%
American Funds 2010 T Date R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$18K	<0.1%
PIMCO Invmt Grd Crdt Bd Fd Ins Pooled Separate Account	Pooled Separate Accounts	—	—	$18K	<0.1%
PGIM High Yield Fund R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$10K	<0.1%
DFA Real Estate Secs Port Ins Pooled Separate Account	Pooled Separate Accounts	—	—	$10K	<0.1%
AQR Lg Cp Def Style Fd R6 Pooled Separate Account	Pooled Separate Accounts	—	—	$7K	<0.1%