Original filing (PDF)20251014084112NAL0003394816001

THE RODERICK GROUP, INC.

Name: THE RODERICK GROUP, INC. — ARDMORE RODERICK 401(K) PLAN, Form 5500 (2024)
Creator: THE RODERICK GROUP, INC.

Form 5500

FILING_RECEIVED

ARDMORE RODERICK 401(K) PLAN

401(k) retirement plan

Active participants

291

Accounts w/ balance

421

Plan assets (EOY)

$20.8M

Net assets (EOY)

$20.8M

How this plan invests

This plan

31 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade C

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE RODERICK GROUP, INC..

Plan sponsor

Name

THE RODERICK GROUP, INC.

EIN

20-3036399

Address

1500 W CARROLL AVE · SUITE 300 · CHICAGO, IL · 60607

Phone

(312) 795-1400

Industry

Engineering Services· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2S · Automatic enrollment

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$18K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
LEXUS WEALTH MANAGEMENT	—	OMAHA, NE	NONE	$131K	—

Investments

31 direct securities· $20.1M(96% of reported assets)

Other securities

$19.4M

28 holdings

Cash / Money Market

$302K

1 holding

Common Stock

$202K

1 holding

Participant loans

$183K

1 holding

					% of plan
Vanguard 500 Index Adm Vanguard 0	Other securities	—	—	$2.4M	11.4%
Vanguard Target Retirement 2030 Fund Vanguard 0	Other securities	—	—	$1.7M	8.0%
Vanguard Target Retirement 2060 Fund Vanguard 0	Other securities	—	—	$1.5M	7.2%
Vanguard Target Retirement 2050 Fund Vanguard 0	Other securities	—	—	$1.5M	7.1%
Vanguard Target Retirement 2055 Fund Vanguard 0	Other securities	—	—	$1.5M	7.1%
Vanguard Target Retirement 2020 Fund Vanguard 0	Other securities	—	—	$1.3M	6.3%
Franklin Dynatech R6 Franklin 0	Other securities	—	—	$1.3M	6.1%
Vanguard Target Retirement 2040 Fund Vanguard 0	Other securities	—	—	$1.0M	5.0%
Vanguard Target Retirement 2035 Fund Vanguard 0	Other securities	—	—	$941K	4.5%
Vanguard Target Retirement 2045 Fund Vanguard 0	Other securities	—	—	$910K	4.4%
Macquarie Science And Technology R6 Macquarie 0	Other securities	—	—	$760K	3.7%
Vanguard Target Retirement 2025 Fund Vanguard 0	Other securities	—	—	$660K	3.2%
JPMorgan Equity Income R6 JP Morgan 0	Other securities	—	—	$619K	3.0%
Vanguard Small-Cap Growth Index Adm Vanguard 0	Other securities	—	—	$605K	2.9%
Vanguard Mid-Cap Value Index Adm Vanguard 0	Other securities	—	—	$433K	2.1%
Vanguard Target Retirement Income Fund Vanguard 0	Other securities	—	—	$365K	1.8%
JPMorgan Core Plus Bond R6 JP Morgan 0	Other securities	—	—	$363K	1.7%
Vanguard Cash Reserves Federal MM Adm Vanguard 0	Cash / Money Market	—	—	$302K	1.4%
DFA U.S. Targeted Value Portfolio I DFA 0	Other securities	—	—	$273K	1.3%
Macquarie Mid Cap Growth R6 Macquarie 0	Other securities	—	—	$250K	1.2%
Invesco Oppy Intl Growth R6 Invesco 0	Other securities	—	—	$213K	1.0%
Vanguard Total Intl Stock Index Adm Vanguard 0	Other securities	—	—	$204K	1.0%
American Funds Capital Inc Bldr R6 American Funds 0	Common Stock	—	—	$202K	1.0%
Various Rates and Maturities Participant's Loan Account 0	Participant loans	—	—	$183K	0.9%
American Funds New World R6 American Funds 0	Other securities	—	—	$156K	0.8%
Voya Small Company R6 Voya 0	Other securities	—	—	$142K	0.7%
AB Bond Inflation Strategy 2 Alliance Bernstein 0	Other securities	—	—	$125K	0.6%
Invesco Main Street Mid Cap R6 Invesco 0	Other securities	—	—	$113K	0.5%
Lord Abbett High Yield R6 Lord Abbett 0	Other securities	—	—	$81K	0.4%
Contribution Account Ascensus Trust Company 0	Other securities	—	—	$34K	0.2%
Lord Abbett Short Duration Income R6 Lord Abbett 0	Other securities	—	—	$15K	<0.1%