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Original filing (PDF)20251014084112NAL0003394816001
THE RODERICK GROUP, INC.
Form 5500
FILING_RECEIVED
ARDMORE RODERICK 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
291
Accounts w/ balance
421
Plan assets (EOY)
$20.8M
Net assets (EOY)
$20.8M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 71 bps in Schedule C fees — 146% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE RODERICK GROUP, INC..
Plan sponsor
Name
THE RODERICK GROUP, INC.
EIN
20-3036399
Address
1500 W CARROLL AVE · SUITE 300 · CHICAGO, IL · 60607
Phone
(312) 795-1400
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FGMK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEXUS WEALTH MANAGEMENT | — | OMAHA, NE | NONE | $131K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $18K | — |
Investments
31 direct securities· $20.1M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $2.4M | 11.4% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $1.7M | 8.0% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $1.5M | 7.2% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $1.5M | 7.1% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $1.5M | 7.1% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $1.3M | 6.3% | |
| Franklin Dynatech R6 Franklin 0 | — | — | — | $1.3M | 6.1% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $1.0M | 5.0% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $941K | 4.5% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $910K | 4.4% | |
| Macquarie Science And Technology R6 Macquarie 0 | — | — | — | $760K | 3.7% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $660K | 3.2% | |
| JPMorgan Equity Income R6 JP Morgan 0 | — | — | — | $619K | 3.0% | |
| Vanguard Small-Cap Growth Index Adm Vanguard 0 | — | — | — | $605K | 2.9% | |
| Vanguard Mid-Cap Value Index Adm Vanguard 0 | — | — | — | $433K | 2.1% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $365K | 1.8% | |
| JPMorgan Core Plus Bond R6 JP Morgan 0 | — | — | — | $363K | 1.7% | |
| Vanguard Cash Reserves Federal MM Adm Vanguard 0 | — | — | — | $302K | 1.4% | |
| DFA U.S. Targeted Value Portfolio I DFA 0 | — | — | — | $273K | 1.3% | |
| Macquarie Mid Cap Growth R6 Macquarie 0 | — | — | — | $250K | 1.2% | |
| Invesco Oppy Intl Growth R6 Invesco 0 | — | — | — | $213K | 1.0% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $204K | 1.0% | |
| American Funds Capital Inc Bldr R6 American Funds 0 | — | — | — | $202K | 1.0% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $183K | 0.9% | |
| American Funds New World R6 American Funds 0 | — | — | — | $156K | 0.8% | |
| Voya Small Company R6 Voya 0 | — | — | — | $142K | 0.7% | |
| AB Bond Inflation Strategy 2 Alliance Bernstein 0 | — | — | — | $125K | 0.6% | |
| Invesco Main Street Mid Cap R6 Invesco 0 | — | — | — | $113K | 0.5% | |
| Lord Abbett High Yield R6 Lord Abbett 0 | — | — | — | $81K | 0.4% | |
| Contribution Account Ascensus Trust Company 0 | — | — | — | $34K | 0.2% | |
| Lord Abbett Short Duration Income R6 Lord Abbett 0 | — | — | — | $15K | <0.1% |
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