Ethan Allen Global, Inc.'s EIN is 20-2991357.
Download the official 2024 Form 5500 (PDF) for Ethan Allen Global, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Ethan Allen Global, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER RETIREMENT | 84-1455663 | — | RECORDKEEPER | $177K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $181K |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| — |
| CAPFINANCIAL PARTNERS LLC | — | RALEIGH, NC | INVESTMENT ADVISOR | $28K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | 33-4144829 | NEW YORK, NY | AUDITOR | $41K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LOCKTON COMPANIES LLC | — | DALLAS, TX | OTHER | $31K | — |
| THE MANDMARBLESTONE GROUP LLC | 20-4780677 | HAVERTOWN, PA | OTHER | $1K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| WINSLOW LARGE CAP GROWTH FUND SEI TRUST COMPANY · EIN 84-4914573 / PN 142 | Common Collective Trust | — | $3.2M | $35.9M | 15.6% | |
| Vanguard Institutional Index Fund 45,369 shares | Common Collective Trusts | — | $45K | $21.7M | 9.4% | |
| T. ROWE PRICE RETIREMENT 2030 TRUST T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | $608K | $19.1M | 8.3% | |
| PUTNAM STABLE VALUE FUND PUTNAM FIDUCIARY TRUST COMPANY, LLC · EIN 04-3159710 / PN 202 | Common Collective Trust | — | $18.2M | $18.2M | 7.9% | |
| Vanguard Total Bond Market Index 1,479,649 shares | Mutual Funds | — | $1.5M | $14.0M | 6.1% | |
| Carillon Eagle MidCap Growth Fund 162,564 shares | Other securities | — | $163K | $11.4M | 5.0% | |
| T. ROWE PRICE RETIREMENT 2040 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | $307K | $11.0M | 4.8% | |
| Vanguard Total International Stock Index Fund 83,167 shares | Common Collective Trusts | — | $83K | $10.5M | 4.6% | |
| T. ROWE PRICE RETIREMENT 2025 TRUST T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | $336K | $9.7M | 4.2% | |
| T. ROWE PRICE RETIREMENT 2035 TRUST T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | $268K | $9.1M | 3.9% | |
| MFS MID CAP VALUE FUND GREAT GRAY TRUST COMPANY, LLC · EIN 38-4139822 / PN 616 | Common Collective Trust | — | $374K | $8.1M | 3.5% | |
| T. ROWE PRICE RETIREMENT 2020 TRUST T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | $300K | $7.9M | 3.4% | |
| T. ROWE PRICE RETIREMENT 2050 TRUST T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | $155K | $5.8M | 2.5% | |
| T. ROWE PRICE RETIREMENT 2045 TRUST T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | $148K | $5.5M | 2.4% | |
| Vanguard Equity Income Fund Admiral Shares 62,017 shares | Mutual Funds | — | $62K | $5.5M | 2.4% | |
| Fidelity Total Bond Fund 625,313 shares | Mutual Funds | — | $625K | $5.4M | 2.4% | |
| Dodge & Cox International Stock Fund 92,883 shares | Mutual Funds | — | $93K | $4.6M | 2.0% | |
| Vanguard Extended Market Index Fund 31,656 shares | Common Collective Trusts | — | $32K | $4.6M | 2.0% | |
| T. ROWE PRICE RETIREMENT 2055 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | $103K | $3.8M | 1.7% | |
| * Ethan Allen Interiors Inc. Common Stock, 124,330 shares held | Common Stocks | — | $124K | $3.5M | 1.5% | |
| T. ROWE PRICE RETIREMENT 2010 TRUST T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | $115K | $2.5M | 1.1% | |
| Participant Loans Participant Loans (various interest rates ranging * Notes Receivable from Participants | Participant loans | — | — | $2.5M | 1.1% | |
| Various, including registered investment companies, Self-Directed Brokerage Fund | Self-Directed Brokerage | — | — | $2.1M | 0.9% | |
| American Beacon Small Cap Value Investor Fund 53,768 shares | Mutual Funds | — | $54K | $1.3M | 0.6% | |
| T. ROWE PRICE RETIREMENT 2060 TRUST T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | $54K | $1.3M | 0.6% | |
| T. ROWE PRICE RETIREMENT 2015 TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | $42K | $1.0M | 0.4% | |
| Wasatch Core Growth Fund 6,642 shares | Other securities | — | $7K | $597K | 0.3% | |
| T. ROWE PRICE RETIREMENT 2005 TRUST T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | $26K | $539K | 0.2% | |
| T. ROWE PRICE RETIREMENT 2065 TRUST T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | $29K | $431K | 0.2% | |
| Fidelity Advisor International Capital Appreciation 6,241 shares | Mutual Funds | — | $6K | $199K | <0.1% |
