Jennifer Spencer signed Broadview Investments, LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Broadview Investments, LLC's EIN is 20-2971461.
Download the official 2024 Form 5500 (PDF) for Broadview Investments, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Broadview Investments, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-0472300 | — | SERVICE PROVIDER | $17K | — |
| ASCENSUS LLC | 82-3719843 | — | TPA | $4K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER | 13-5674085 |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| [Assets held in registered investment companies (mutual funds)] | Other | — | — | $8.0M | 83.2% | |
| [Assets held in common collective trust] | Other | — | — | $299K | 3.1% | |
| MASSMUTUAL GUARANTEED INTEREST ACC MASSMUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000 | Common Collective Trust | — | — | $299K | 3.1% | |
| [Assets held in participant loans] | Other | — | — | $137K | 1.4% | |
| SEPARATE ACCOUNT SCAI MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
| — |
| ADVISOR |
| $7K |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT PROVIDER | $19K | — |
