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Original filing (PDF)20250723082511NAL0009624530001
TSG ENTERPRISES, LLC
Form 5500
FILING_RECEIVED
TSG ENTERPRISES 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
879
Accounts w/ balance
216
Plan assets (EOY)
$8.5M
Net assets (EOY)
$8.5M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
65
Knocking points off
- 72 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- Only 25% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TSG ENTERPRISES, LLC.
Plan sponsor
Name
TSG ENTERPRISES, LLC
EIN
20-2936675
Address
89 CROSS STREET · HOLLISTON, MA · 017462230
Phone
(507) 541-6100
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
NEWBURG & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST REPUBLIC INVESTMENT MGMT | 22-3623353 | — | INVESTMENT ADVISORY | $20K | — |
| J.P. MORGAN SECURITIES LLC | 13-4110995 | — | INVESTMENT ADVISORY | $8K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $33K | — |
Investments
27 direct securities· $8.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity Frdm Idx 2055 Ins Pre - Mutual Fund | — | — | — | $1.3M | 15.0% | |
| Fidelity Investments Fidelity Frdm Idx 2040 Ins Pre - Mutual Fund | — | — | — | $1.0M | 12.3% | |
| Fidelity Investments Fidelity 500 Index Fund - Mutual Fund | — | — | — | $896K | 10.5% | |
| Fidelity Investments Fidelity Frdm Idx 2050 Ins Pre - Mutual Fund | — | — | — | $632K | 7.4% | |
| Fidelity Investments Fidelity LC Gr Index Fund - Mutual Fund | — | — | — | $631K | 7.4% | |
| Fidelity Investments Fidelity Frdm Idx 2035 Ins Pre - Mutual Fund | — | — | — | $576K | 6.8% | |
| Fidelity Investments Fidelity Frdm Idx 2045 Ins Pre - Mutual Fund | — | — | — | $575K | 6.8% | |
| Fidelity Investments Fidelity Frdm Idx 2025 Ins Pre - Mutual Fund | — | — | — | $562K | 6.6% | |
| Fidelity Investments Fidelity Frdm Idx 2030 Ins Pre - Mutual Fund | — | — | — | $434K | 5.1% | |
| Fidelity Investments Fidelity Frdm Idx 2060 Ins Pre - Mutual Fund | — | — | — | $356K | 4.2% | |
| BlackRock Liqdty Fds Ins FedFd - Mutual Fund | — | — | — | $176K | 2.1% | |
| Fidelity Investments Fidelity Mid Cp Index Fund - Mutual Fund | — | — | — | $165K | 1.9% | |
| Dodge & Cox Dodge & Cox Stock X Fund - Mutual Fund | — | — | — | $150K | 1.8% | |
| The American Funds American Funds NewWorld R6 - Mutual Fund | — | — | — | $142K | 1.7% | |
| William Blair & Company William Blair SmMd Cap Gr I Fd - Mutual Fund | — | — | — | $110K | 1.3% | |
| First Eagle First Eagle Overseas R6 Fund - Mutual Fund | — | — | — | $110K | 1.3% | |
| Fidelity Investments Fidelity Sm Cap Index Fund - Mutual Fund | — | — | — | $105K | 1.2% | |
| Notes receivable from participants Interest Rates (5.25% to 10.50%) | — | — | — | $101K | 1.2% | |
| Fidelity Investments Fidelity Frdm Idx 2065 Ins Pre - Mutual Fund | — | — | — | $99K | 1.2% | |
| Dimensional Fund Advisors DFA US SmCap Value I Fund - Mutual Fund | — | — | — | $98K | 1.2% | |
| Dodge & Cox Dodge & Cox Income X Fund - Mutual Fund | — | — | — | $70K | 0.8% | |
| Goldman Sachs Goldman Sachs GQG Prt Int O R6 - Mutual Fund | — | — | — | $54K | 0.6% | |
| Federated Securities Corporation Fed Hms Inst Hi Yld Bd R6 Fund - Mutual Fund | — | — | — | $53K | 0.6% | |
| PIMCO Funds PIMCO Income Institutional Fd - Mutual Fund | — | — | — | $37K | 0.4% | |
| Fidelity Investments Fidelity Inf-Pr Bond Index Fund - Mutual Fund | — | — | — | $25K | 0.3% | |
| Cohen & Steers Cohen & Steers I Realty Sh Fd - Mutual Fund | — | — | — | $21K | 0.2% | |
| PGIM Funds PGIM Jennison Intl Opp R6 Fnd - Mutual Fund | — | — | — | $13K | 0.2% |