Original filing (PDF)20260311115701NAL0005148337001

CLARK & JONES, LLC

Name: CLARK & JONES, LLC — CLARK, JONES & PENNINGTON, LLC 401(K) PLAN, Form 5500 (2023)
Creator: CLARK & JONES, LLC

Form 5500-SF

FILING_RECEIVED

CLARK, JONES & PENNINGTON, LLC 401(K) PLAN

401(k) retirement plan

Signals · 2

Late filing · 15.8 moHigh average account balance

Active participants

Accounts w/ balance

Plan assets (EOY)

$718K

Net assets (EOY)

$718K

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off

Filed 15.8 months past the 10.5-month grace window.

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High average account balance (95th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CLARK & JONES, LLC.

Plan sponsor

Name

CLARK & JONES, LLC

EIN

20-2778426all filings

Address

432 GALISTEO ST · SANTA FE, NM · 875012685

Phone

(505) 820-1825

Industry

Law Offices· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2026-03-11

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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