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Original filing (PDF)20251010135251NAL0018754754001
DUKE ENERGY CORPORATION
Form 5500
FILING_RECEIVED
DUKE ENERGY RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
26,616
Accounts w/ balance
34,836
Plan assets (EOY)
$11.3B
Net assets (EOY)
$11.3B
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "US Equity S&P 500 Index Fund" is 26% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUKE ENERGY CORPORATION.
Plan sponsor
Name
DUKE ENERGY CORPORATION
EIN
20-2777218
Address
525 SOUTH TRYON STREET · CHARLOTTE, NC · 28202
Phone
(704) 382-4703
Industry
Utilitiessee all
Plan administrator
Name
DUKE ENERGY BENEFITS COMMITTEE
EIN
20-2777218
City
CHARLOTTE, NC
Phone
(704) 382-4703
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2S · Automatic enrollment
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MCCONNELL & JONES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FINANCIAL ENGINES | 77-0473565 | — | NONE | $4.7M | — |
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | NONE | $269K | — |
| RUSSELL INVESTMENT MANAGEMENT LLC | 81-1735291 | — | NONE | $189K | — |
Investments
24 direct securities · 1 pooled fund· $11.7B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$11.3B
24 holdings
Common Collective Trust
$479.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| US Equity S&P 500 Index Fund | — | 51,057,793 | — | $2.9B | 25.6% | |
| Fidelity BrokerageLink | — | 1,073,317,961 | — | $1.1B | 9.5% | |
| Duke Energy Common Stock Fund | — | 41,513,212 | — | $1.1B | 9.5% | |
| US Equity All Cap Blend Fund | — | 17,236,330 | — | $928.3M | 8.2% | |
| US Equity Small/Midcap Blend Fund | — | 14,728,193 | — | $572.2M | 5.1% | |
| Non-US Equity Blend Fund | — | 33,593,514 | — | $527.1M | 4.7% | |
| Fixed Income Blend Fund | — | 32,568,247 | — | $520.1M | 4.6% | |
| Non-US Equity Index Fund | — | 43,968,608 | — | $511.4M | 4.5% | |
| STABLE VALUE FUND WELLS FARGO BANK NA · EIN 94-1347393 / PN 000 | Common Collective Trust | — | — | $479.3M | 4.3% | |
| Security-backed (Synthetic) Investment Contracts | — | — | — | $466.7M | 4.1% | |
| Target Retirement Date Fund 2045 | — | 10,372,917 | — | $313.3M | 2.8% | |
| Target Retirement Date Fund 2030 | — | 11,028,557 | — | $297.6M | 2.6% | |
| Target Retirement Date Fund 2040 | — | 9,592,199 | — | $284.8M | 2.5% | |
| Target Retirement Date Fund 2050 | — | 9,155,853 | — | $283.3M | 2.5% | |
| Target Retirement Date Fund 2035 | — | 9,378,445 | — | $276.1M | 2.4% | |
| Target Retirement Date Fund 2055 | — | 7,965,114 | — | $246.4M | 2.2% | |
| Target Retirement Date Fund 2025 | — | 8,184,996 | — | $208.4M | 1.8% | |
| US Equity Small/Midcap Index Fund | — | 14,887,655 | — | $182.4M | 1.6% | |
| Target Retirement Date Fund 2060 | — | 9,628,654 | — | $177.1M | 1.6% | |
| Target Retirement Date Fund Post Retirement | — | 8,429,610 | — | $152.1M | 1.3% | |
| Participant Loans | — | — | — | $141.6M | 1.3% | |
| Fixed Income Index Fund | — | 8,905,269 | — | $95.5M | 0.8% | |
| Global Real Estate Investment Trust Fund | — | 1,137,780 | — | $23.4M | 0.2% | |
| Diversified Real Asset Fund | — | 894,605 | — | $12.9M | 0.1% | |
| Short-Term Investment Fund A S | — | 31,713,699 | — | $12.6M | 0.1% |