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Original filing (PDF)20251013083901NAL0000385699001
SBL ENTERPRISES, LLC
Form 5500
FILING_RECEIVED
TAILORED MANAGEMENT 401(K) PLAN
401(k) retirement plan
Signals · 2
~85 bps in Sched C feesNo recordkeeper disclosed
Active participants
423
Accounts w/ balance
260
Plan assets (EOY)
$2.2M
Net assets (EOY)
$2.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 85 bps in Schedule C fees — 64% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- 61% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SBL ENTERPRISES, LLC.
Plan sponsor
Name
SBL ENTERPRISES, LLC
EIN
20-2692300
Address
1165 DUBLIN ROAD · COLUMBUS, OH · 43215
Phone
(614) 721-3962
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SCHNEIDER DOWNS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $10K | — |
| EVERHART ADVISORS | — | DUBLIN, OH | NONE | $8K | — |
Investments
30 direct securities · 2 pooled funds· $2.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.1M
30 holdings
Common Collective Trust
$96K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $393K | 18.2% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $227K | 10.5% | |
| JPMorgan Large Cap Growth R6 JPMorgan 0 | — | — | — | $202K | 9.3% | |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $190K | 8.8% | |
| Dodge & Cox Stock Fund I Dodge & Cox 0 | — | — | — | $122K | 5.6% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $102K | 4.7% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $88K | 4.1% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $76K | 3.5% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $67K | 3.1% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $66K | 3.0% | |
| MID CAP GROWTH R1 GREAT GRAY TRUST · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $63K | 2.9% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $63K | 2.9% | |
| Vanguard Mid-Cap Value Index Adm Vanguard 0 | — | — | — | $62K | 2.9% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $62K | 2.9% | |
| ClearBridge Small Cap Growth I Legg Mason 0 | — | — | — | $61K | 2.8% | |
| Undiscovered Mgrs Behavioral Val R6 Undiscovered 0 | — | — | — | $60K | 2.8% | |
| American Funds New Perspective R6 American Funds 0 207 American Funds New World R6 American Funds 0 | — | — | — | $56K | 2.6% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $55K | 2.5% | |
| METLIFE GAC-25053 CLASS 0 METLIFE (RELIANCE TRUST) · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $33K | 1.5% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $25K | 1.2% | |
| Vanguard Total Intl Bond Index Adm Vanguard 0 | — | — | — | $13K | 0.6% | |
| TCW MetWest Total Return Bond I TCW 0 | — | — | — | $11K | 0.5% | |
| Vanguard Balanced Index Adm Vanguard 0 | — | — | — | $10K | 0.5% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $9K | 0.4% | |
| Principal High Yield Instl Principal 0 | — | — | — | $9K | 0.4% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $7K | 0.3% | |
| Vanguard International Growth Adm Vanguard 0 | — | — | — | $6K | 0.3% | |
| PIMCO Income Instl PIMCO 0 | — | — | — | $6K | 0.3% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $5K | 0.2% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $4K | 0.2% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 196 Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $3K | 0.1% | |
| PIMCO Commodity Real Ret Strat Instl PIMCO 0 | — | — | — | $2K | 0.1% |
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