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Original filing (PDF)20251009172003NAL0007384193001
ACCESS TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
ACCESS TECHNOLOGIES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
245
Accounts w/ balance
218
Plan assets (EOY)
$14.8M
Net assets (EOY)
$14.8M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ACCESS TECHNOLOGIES, INC..
Plan sponsor
Name
ACCESS TECHNOLOGIES, INC.
EIN
20-2623195
Address
1055 SOUTHEAST OLSON DRIVE · WAUKEE, IA · 502638365
Phone
(515) 987-6227
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3C · Not intended to be qualified
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
UHY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN TRUST COMPANY | 62-0951563 | — | RECORDKEEPER/BOOKKEEPER | $23K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $25K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UHY LLP | 20-0694403 | — | ACCOUNTANT | $10K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
28 direct securities · 1 pooled fund· $14.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$14.8M
28 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Target Retirement 2065 Mutual fund | — | — | — | $3.3M | 22.0% | |
| Vanguard Institutional Target Retirement 2055 Mutual fund | — | — | — | $1.5M | 10.2% | |
| Vanguard Institutional Target Retirement 2025 Mutual fund | — | — | — | $1.4M | 9.6% | |
| Vanguard Institutional Target Retirement 2040 Mutual fund | — | — | — | $1.2M | 8.4% | |
| Fidelity 500 Index Mutual fund | — | — | — | $1.2M | 8.2% | |
| Similar Party Par or Maturity Value AB Large Cap Growth Z Fund Mutual fund | — | — | — | $1.0M | 6.9% | |
| Vanguard Institutional Target Retirement 2035 Mutual fund | — | — | — | $830K | 5.6% | |
| Vanguard Institutional Target Retirement 2050 Mutual fund | — | — | — | $665K | 4.5% | |
| Vanguard Institutional Target Retirement 2045 Mutual fund | — | — | — | $580K | 3.9% | |
| Amer Funds Amer Bal R6 Fund Mutual fund | — | — | — | $571K | 3.9% | |
| JP Morgan Mid Cap Growth R6 Fund Mutual fund | — | — | — | $358K | 2.4% | |
| MFS International Equity R6 Fund Mutual fund | — | — | — | $281K | 1.9% | |
| Fidelity Small Cap Growth K6 Fund Mutual fund | — | — | — | $280K | 1.9% | |
| Baird Core Plus Bond I Fund Mutual fund | — | — | — | $259K | 1.8% | |
| Fidelity Mid Cap Index Mutual fund | — | — | — | $226K | 1.5% | |
| Vanguard Institutional Stock Index ADM Mutual fund | — | — | — | $198K | 1.3% | |
| Fidelity US Bond Index Mutual fund | — | — | — | $160K | 1.1% | |
| Allspring Spec M Cap Value R6 Mutual fund | — | — | — | $149K | 1.0% | |
| Vanguard Equity Inc Admiral Fund Mutual fund | — | — | — | $144K | 1.0% | |
| Vanguard Institutional Target Retirement 2030 Mutual fund | — | — | — | $94K | 0.6% | |
| Vanguard Institutional Target Retirement 2060 Mutual fund | — | — | — | $82K | 0.6% | |
| Participants Participant loans (5.25%-10.50%) | — | — | — | $71K | 0.5% | |
| Fidelity Small Cap Index Mutual fund | — | — | — | $61K | 0.4% | |
| Amer Beacon SM CP Val R6 Fund Mutual fund | — | — | — | $57K | 0.4% | |
| Vanguard Institutional Target Retirement 2020 Mutual fund | — | — | — | $35K | 0.2% | |
| Vanguard Institutional Target Retirement Income Mutual fund | — | — | — | $29K | 0.2% | |
| (E) | — | — | $61K | $29K | 0.2% | |
| Vanguard Institutional Target Retirement 2070 Mutual fund | — | — | — | $6K | <0.1% | |
| AMERICAN TRST RETIREMENT INVST AMERICAN TRUST COMPANY · EIN 38-7227043 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |