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Original filing (PDF)20250506092406NAL0008840609001
JOHN ANTHONY WINE & SPIRITS, LLC
Form 5500-SF
FILING_RECEIVED
JOHN ANTHONY WINE & SPIRITS, LLC 401(K)PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No auditor on file
Active participants
180
Accounts w/ balance
92
Plan assets (EOY)
$8.1M
Net assets (EOY)
$8.1M
Plan health score (directional)
74
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
80
Knocking points off
- No independent qualified public accountant (IQPA) named.
- 51% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JOHN ANTHONY WINE & SPIRITS, LLC.
Plan sponsor
Name
JOHN ANTHONY WINE & SPIRITS, LLC
EIN
20-2571931
Address
1300 1ST STREET · SUITE 468 · NAPA, CA · 94559
Phone
(707) 265-7744
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-05-06
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
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