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Original filing (PDF)20251013205502NAL0002742640001
FISHER ASSET MANAGEMENT, LLC DBA FISHER INVESTMENTS
Form 5500
FILING_RECEIVED
FISHER INVESTMENTS 401(K) PLAN
401(k) retirement plan
Signals · 2
56% in single holdingNo recordkeeper disclosed
Active participants
4,886
Accounts w/ balance
5,076
Plan assets (EOY)
$1.2B
Net assets (EOY)
$1.2B
How this plan invests
This plan
17 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Schwab Personal Choice Retirement Accounts" is 56% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FISHER ASSET MANAGEMENT, LLC DBA FISHER INVESTMENTS.
Plan sponsor
Name
FISHER ASSET MANAGEMENT, LLC DBA FISHER INVESTMENTS
EIN
20-2480800
Address
6500 INTERNATIONAL PARKWAY · PLANO, TX · 75093
Phone
(800) 851-8845
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HOOD & STRONG, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $76K | — |
| CHARLES SCHWAB & CO.,INC. | 94-1737782 | — | NONE | $9K | — |
Investments
17 direct securities· $1.2B(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab Personal Choice Retirement Accounts | — | — | — | $694.8M | 56.0% | |
| Schwab S&P 500 Index Fund | — | — | — | $290.6M | 23.4% | |
| Schwab Total Stock Market Index | — | — | — | $76.8M | 6.2% | |
| Vanguard Small Cap Index Instl | — | — | — | $37.0M | 3.0% | |
| Fidelity International Index | — | — | — | $36.9M | 3.0% | |
| Vanguard Total World Stock Index I | — | — | — | $31.3M | 2.5% | |
| Vanguard Balanced Index Instl | — | — | — | $23.2M | 1.9% | |
| Fidelity Emerging Markets Idx | — | — | — | $17.6M | 1.4% | |
| Vanguard Cash Rsrv Federal Money Market Admiral | — | — | — | $10.1M | 0.8% | |
| Notes Receivable from Participants | — | — | — | $8.6M | 0.7% | |
| Vanguard Total Bond Market Index Instl | — | — | — | $7.0M | 0.6% | |
| Vanguard Short Term Bond Index Admiral | — | — | — | $2.6M | 0.2% | |
| Fidelity Long Term Trs Bnd Indx | — | — | — | $2.4M | 0.2% | |
| Fidelity Inflation-Prot Bd Index | — | — | — | $1.4M | 0.1% | |
| Vanguard Long-Term Invest Grade Admiral | — | — | — | $1.3M | 0.1% | |
| Vanguard Fed Money Market Fund | — | — | — | $134 | <0.1% | |
| Vanguard Long Term Bond Admiral | — | — | — | $15 | <0.1% |