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Original filing (PDF)20251010145237NAL0018884914001
ASSEMI GROUP, INC.
Form 5500
FILING_RECEIVED
ASSEMI GROUP, INC. RETIREMENT PLAN
401(k) retirement plan
Active participants
100
Accounts w/ balance
156
Plan assets (EOY)
$11.2M
Net assets (EOY)
$11.2M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 61 bps in Schedule C fees — 111% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASSEMI GROUP, INC..
Plan sponsor
Name
ASSEMI GROUP, INC.
EIN
20-2464845
Address
5260 N. PALM AVE., SUITE 421, MS A · FRESNO, CA · 93704
Phone
(559) 436-0900
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, INC. | — | MINNEAPOLIS, MN | INVESTMENT ADVISOR | $44K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEXUS ADMINISTRATORS, INC | 77-0586222 | FRESNO, CA | TPA | $19K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-0467907 | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
Investments
34 direct securities· $11.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| of December 31, 2024 * Various Self-Directed Brokerage Accounts | — | — | — | $1.2M | 10.7% | |
| Fidelity Total Market Index Registered Investment Company | — | — | — | $941K | 8.4% | |
| Blackrock Lifepath Index 2050 K Registered Investment Company | — | — | — | $939K | 8.4% | |
| American Funds Growth Fund of America R6 Registered Investment Company | — | — | — | $667K | 6.0% | |
| American Funds Washington Mutual R6 Registered Investment Company | — | — | — | $638K | 5.7% | |
| Blackrock Lifepath Index 2045 K Registered Investment Company | — | — | — | $598K | 5.3% | |
| American Funds New Perspective R6 Registered Investment Company | — | — | — | $593K | 5.3% | |
| American Funds Global Balanced R6 Registered Investment Company | — | — | — | $572K | 5.1% | |
| EI Fixed Account - Series Class I GIC, no maturity date, 1.41% interest | — | — | — | $565K | 5.0% | |
| Victory Income R6 Registered Investment Company | — | — | — | $517K | 4.6% | |
| Fidelity Small Cap Value Index Registered Investment Company | — | — | — | $401K | 3.6% | |
| Fidelity Large Cap Growth Index Registered Investment Company | — | — | — | $398K | 3.6% | |
| Blackrock Lifepath Index 2030 K Registered Investment Company | — | — | — | $349K | 3.1% | |
| Blackrock Equity Dividend K Registered Investment Company | — | — | — | $346K | 3.1% | |
| Janus Henderson Balanced N Registered Investment Company | — | — | — | $245K | 2.2% | |
| American Funds Smallcap World R6 Registered Investment Company | — | — | — | $243K | 2.2% | |
| Blackrock Lifepath Index 2040 K Registered Investment Company | — | — | — | $196K | 1.7% | |
| American Funds Bond Fund of American R6 Registered Investment Company | — | — | — | $190K | 1.7% | |
| Fidelity Emerging Markets Index Registered Investment Company | — | — | — | $148K | 1.3% | |
| DFA International Value I Registered Investment Company | — | — | — | $145K | 1.3% | |
| Blackrock Lifepath Index 2035 K Registered Investment Company | — | — | — | $143K | 1.3% | |
| Blackrock Lifepath Index Retirement K Registered Investment Company | — | — | — | $142K | 1.3% | |
| Virtus Ceredex Mid-Cap Value Equity R6 Registered Investment Company | — | — | — | $140K | 1.2% | |
| Blackrock Lifepath Index 2055 K Registered Investment Company | — | — | — | $137K | 1.2% | |
| American Funds Strategic Bond R6 Registered Investment Company | — | — | — | $129K | 1.2% | |
| Allspring Precious Metals Institutional Registered Investment Company | — | — | — | $116K | 1.0% | |
| Ishares Russell 2000 Small-Cap Index K Registered Investment Company | — | — | — | $106K | 0.9% | |
| Ishares S&P 500 Index K Registered Investment Company | — | — | — | $95K | 0.8% | |
| Fidelity International Index Registered Investment Company | — | — | — | $87K | 0.8% | |
| maturing through July 2029 - | — | — | — | $85K | 0.8% | |
| Fidelity Mid Cap Growth Index Registered Investment Company | — | — | — | $51K | 0.5% | |
| Lord Abbett International OPP R6 Registered Investment Company | — | — | — | $38K | 0.3% | |
| Janus Henderson Mid Cap Value N Registered Investment Company | — | — | — | $15K | 0.1% | |
| Blackrock Lifepath Index 2060 K Registered Investment Company | — | — | — | $6K | <0.1% |
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