Original filing (PDF)20250428124909NAL0008038195001

WATERFALL ASSET MANAGEMENT LLC

Name: WATERFALL ASSET MANAGEMENT LLC — WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN, Form 5500 (2024)
Creator: WATERFALL ASSET MANAGEMENT LLC

Form 5500-SF

FILING_RECEIVED

WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN

Defined-benefit pension plan

Active participants

Accounts w/ balance

—

Plan assets (EOY)

$12.4M

Net assets (EOY)

$12.4M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WATERFALL ASSET MANAGEMENT LLC.

Plan sponsor

Name

WATERFALL ASSET MANAGEMENT LLC

EIN

20-2421778

Address

1251 AVENUE OF THE AMERICAS · NEW YORK, NY · 10020

Phone

(212) 257-4642

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-04-28

Pension benefit codes

1A · Pay-related DB formula

1C · Cash balance or similar hybrid DB

3B · Covers self-employed individuals

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

—

Trustee phone

—

Small plan (5500-SF) — Schedule H data not available.

Service providers (Schedule C)

Small plans don't disclose service providers

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