Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $25K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | CONTRACT ADMIN | $7K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $5.6M | 89.2% | |
| American Funds American Balanced R6 Pooled Separate Account | — |
| — |
| — |
| $1.1M |
| 17.5% |
| Vanguard 500 Index Admiral Pooled Separate Account | — | — | — | $720K | 11.4% |
| Indexselect Moderate 2045 Fund Cl I Pooled Separate Account | — | — | — | $692K | 11.0% |
| Indexselect Moderate Retire Fund Cl I Pooled Separate Account | — | — | — | $614K | 9.7% |
| General Account Guaranteed Investment Contract | — | — | — | $582K | 9.2% |
| Franklin Growth R6 Pooled Separate Account | — | — | — | $440K | 7.0% |
| Jpmorgan Us Equity R6 Pooled Separate Account | — | — | — | $397K | 6.3% |
| Templeton Foreign R6 Pooled Separate Account | — | — | — | $214K | 3.4% |
| Indexselect Aggressive 2035 Fund Cl I Pooled Separate Account ** 571 * Indexselect Aggressive 2045 Fund Cl I Pooled Separate Account | — | — | — | $189K | 3.0% |
| Invesco International Diversified R6 Pooled Separate Account | — | — | — | $184K | 2.9% |
| Mfs Government Securities R6 Pooled Separate Account | — | — | — | $173K | 2.7% |
| Franklin Small Cap Value R6 Pooled Separate Account | — | — | — | $171K | 2.7% |
| Franklin Core Plus Bond R6 Pooled Separate Account | — | — | — | $159K | 2.5% |
| American Funds Washington Mutual R6 Pooled Separate Account | — | — | — | $134K | 2.1% |
| Indexselect Aggressive 2055 Fund Cl I Pooled Separate Account | — | — | — | $127K | 2.0% |
| Notes receivable from participants Bearing interest at 5.25%-10.50% - | — | — | — | $99K | 1.6% |
| Invesco Small Cap Growth R6 Pooled Separate Account | — | — | — | $95K | 1.5% |
| Pimco High Yield Instl Pooled Separate Account | — | — | — | $83K | 1.3% |
| Templeton Global Bond R6 Pooled Separate Account | — | — | — | $64K | 1.0% |
| Indexselect Moderate 2055 Fund Cl I Pooled Separate Account | — | — | — | $38K | 0.6% |
| Indexselect Moderate 2035 Fund Cl I Pooled Separate Account | — | — | — | $24K | 0.4% |
| Indexselect Conservative 2045 Fund Cl I Pooled Separate Account | — | — | — | $9K | 0.1% |
| Indexselect Conservative 2055 Fund Cl I Pooled Separate Account | — | — | — | $2K | <0.1% |
