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Original filing (PDF)20251015171012NAL0002684883001
HALTON GROUP AMERICAS INC.
Form 5500
FILING_RECEIVED
HALTON GROUP AMERICAS INC. 401K PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
493
Accounts w/ balance
495
Plan assets (EOY)
$21.3M
Net assets (EOY)
$21.3M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HALTON GROUP AMERICAS INC..
Plan sponsor
Name
HALTON GROUP AMERICAS INC.
EIN
20-2371429
Address
103 INDUSTRIAL DR · SCOTTSVILLE, KY · 42164
Phone
(270) 237-5600
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
AUDIT AND TAX SOLUTIONS CPAS INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROBERT W BAIRD AND CO INC | 39-6037917 | — | NONE | $23K | — |
| STIFEL NICOLAUS AND CO INC | 43-0538770 | — | NONE | $20K | — |
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $13K | — |
| MESIROW FINANCIAL INVSTMNT MGMT INC | — | CHICAGO, IL | NONE | $10K | — |
Investments
29 direct securities · 1 pooled fund· $39.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$21.3M
29 holdings
Pooled Separate Account
$17.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $17.9M | 84.0% | |
| Vanguard 500 Index Adm Mutual Fund | — | — | — | $4.5M | 21.3% | |
| AUL Stable Value Fund Guaranteed Investment Contract | — | — | — | $2.7M | 12.7% | |
| Blackrock Total Return Mutual Fund | — | — | — | $2.6M | 12.0% | |
| Blackrock Equity Dividend Mutual Fund | — | — | — | $2.2M | 10.4% | |
| Vanguard US Growth Adm Mutual Fund | — | — | — | $2.0M | 9.5% | |
| Goldmansachs Int Eq Insi Mutual Fund | — | — | — | $1.0M | 4.9% | |
| Amerfds 2040 Trgt Date Ret Mutual Fund | — | — | — | $1.0M | 4.9% | |
| Amerfds 2050 Trgt Date Ret Mutual Fund | — | — | — | $962K | 4.5% | |
| Vanguard Mid Cap Index Adm Mutual Fund | — | — | — | $738K | 3.5% | |
| Participant Loans 175 loans; 4.25-9.50% | — | — | — | $698K | 3.3% | |
| Vanguard Dev Mkts Idx Adm Mutual Fund | — | — | — | $493K | 2.3% | |
| DFA Emerging Markets Mutual Fund | — | — | — | $413K | 1.9% | |
| Vanguard Small Cap Index Adm Mutual Fund | — | — | — | $388K | 1.8% | |
| DFA Real Estate Securities Mutual Fund | — | — | — | $366K | 1.7% | |
| Fidelity Adv Sm Cap Value Mutual Fund | — | — | — | $342K | 1.6% | |
| Macquarie Small Cap Core Mutual Fund 19 Pimco Real Return Instl Mutual Fund | — | — | — | $208K | 1.0% | |
| Amerfds 2055 Trgt Date Ret Mutual Fund | — | — | — | $135K | 0.6% | |
| Amerfds 2065 Trgt Date Ret Mutual Fund | — | — | — | $117K | 0.5% | |
| Amerfds 2060 Trgt Date Ret Mutual Fund | — | — | — | $106K | 0.5% | |
| Amerfds 2030 Trgt Date Ret Mutual Fund | — | — | — | $54K | 0.3% | |
| Amerfds 2045 Trgt Date Ret Mutual Fund | — | — | — | $41K | 0.2% | |
| Jan Hen Triton Mutual Fund | — | — | — | $25K | 0.1% | |
| Amerfds 2035 Trgt Date Ret Mutual Fund | — | — | — | $25K | 0.1% | |
| Amerfds 2015 Trgt Date Ret Mutual Fund 84 Amerfds 2020 Trgt Date Ret Mutual Fund 403 Amerfds 2025 Trgt Date Ret Mutual Fund | — | — | — | $19K | <0.1% | |
| Amerfds American Balanced Mutual Fund | — | — | — | $11K | <0.1% | |
| Vanguard High Yield Corp Adm Mutual Fund | — | — | — | $5K | <0.1% | |
| Amerfds Washington Mutual Fund | — | — | — | $4K | <0.1% | |
| Amerfds 2010 Trgt Date Ret Mutual Fund | — | — | — | $2K | <0.1% | |
| Vanguard Int-Term Bond Idx Adm Mutual Fund | — | — | — | $1K | <0.1% |