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Original filing (PDF)20251015111804NAL0002204723001
CAVALIERS HOLDINGS, LLC
Form 5500
FILING_RECEIVED
CAVALIERS 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
460
Accounts w/ balance
611
Plan assets (EOY)
$54.0M
Net assets (EOY)
$54.0M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAVALIERS HOLDINGS, LLC.
Plan sponsor
Name
CAVALIERS HOLDINGS, LLC
EIN
20-2194334
Address
ONE CENTER COURT · CLEVELAND, OH · 44115
Phone
(216) 420-2218
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHEN & COMPANY, LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $61K | — |
Investments
28 direct securities · 1 pooled fund· $53.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$52.5M
28 holdings
Common Collective Trust
$1.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Admiral Shares Mutual Fund | — | — | — | $6.9M | 12.9% | |
| Vanguard Target Retirement 2055 Fund Mutual Fund | — | — | — | $6.3M | 11.6% | |
| Vanguard Target Retirement 2045 Fund Mutual Fund | — | — | — | $5.3M | 9.9% | |
| JPMorgan Large Cap Growth Fund; Class R6 Mutual Fund | — | — | — | $4.5M | 8.3% | |
| Vanguard Target Retirement 2060 Fund Mutual Fund | — | — | — | $3.3M | 6.1% | |
| American Funds EuroPacific Growth Fund; Class R-6 Mutual Fund | — | — | — | $3.1M | 5.8% | |
| Vanguard Target Retirement 2035 Fund Mutual Fund | — | — | — | $3.1M | 5.7% | |
| Vanguard Target Retirement 2050 Fund Mutual Fund | — | — | — | $2.6M | 4.9% | |
| MFS Value Fund; Class R6 Mutual Fund | — | — | — | $2.5M | 4.7% | |
| Vanguard Target Retirement 2025 Fund Mutual Fund | — | — | — | $2.0M | 3.8% | |
| PGIM Total Return Bond Fund; Class R6 Mutual Fund | — | — | — | $1.9M | 3.6% | |
| Vanguard Mid-Cap Index Fund Admiral Shares Mutual Fund | — | — | — | $1.8M | 3.3% | |
| Vanguard Small-Cap Index Fund Admiral Shares Mutual Fund | — | — | — | $1.4M | 2.5% | |
| VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $1.4M | 2.5% | |
| Vanguard Target Retirement 2040 Fund Mutual Fund | — | — | — | $1.3M | 2.5% | |
| JPMorgan Mid Cap Value Fund; Class R6 Mutual Fund | — | — | — | $993K | 1.8% | |
| Vanguard Target Retirement 2065 Fund Mutual Fund | — | — | — | $942K | 1.7% | |
| MassMutual Mid Cap Growth Fund; Class I Mutual Fund | — | — | — | $837K | 1.5% | |
| Vanguard Total Bond Market Index Fund Admiral Shares Mutual Fund | — | — | — | $639K | 1.2% | |
| Participant Loans Maturing through December 2034 $0 | — | — | — | $619K | 1.1% | |
| Principal SmallCap Growth Fund I; Class R6 Mutual Fund | — | — | — | $584K | 1.1% | |
| DWS Real Estate Securities Fund; Class R6 Mutual Fund | — | — | — | $372K | 0.7% | |
| Vanguard Total International Stock Index Fund Admiral Shr Mutual Fund | — | — | — | $348K | 0.6% | |
| Allspring Special Small Cap Value Fund; Class R6 Mutual Fund | — | — | — | $322K | 0.6% | |
| Vanguard Target Retirement 2030 Fund Mutual Fund | — | — | — | $277K | 0.5% | |
| Vanguard Target Retirement Income Mutual Fund | — | — | — | $209K | 0.4% | |
| Vanguard Target Retirement 2020 Fund Mutual Fund | — | — | — | $203K | 0.4% | |
| Vanguard Federal Money Market Fund Mutual Fund | — | — | — | $33K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Mutual Fund | — | — | — | $5K | <0.1% |
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