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Original filing (PDF)20251014082243NAL0003419152001
ADVISORS EXCEL, LLC
Form 5500
FILING_RECEIVED
ADVISORS EXCEL, LLC 401(K) P/S PLAN
401(k) retirement plan
Active participants
995
Accounts w/ balance
992
Plan assets (EOY)
$73.8M
Net assets (EOY)
$73.8M
How this plan invests
This plan
3 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 28 bps in Schedule C fees — 74% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADVISORS EXCEL, LLC.
Plan sponsor
Name
ADVISORS EXCEL, LLC
EIN
20-2111111
Address
2950 SW MCCLURE ROAD · TOPEKA, KS · 66614
Phone
(866) 363-9595
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $148K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TWO WEST CAPITAL ADVISORS LLC | — | OVERLAND PARK, KS | INVESTMENT ADVISOR | $58K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| QDRO CONSULTANTS CO LLC | — | MEDINA, OH | OTHER | $300 | — |
Investments
21 direct securities · 3 pooled funds· $72.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$63.5M
21 holdings
Common Collective Trust
$9.3M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2050 Target Date Retirement Fund 559,520.082 | — | — | — | $11.7M | 15.8% | |
| American Funds 2040 Target Date Retirement Fund 494,676.544 | — | — | — | $10.2M | 13.8% | |
| American Funds 2045 Target Date Retirement Fund 432,464.912 | — | — | — | $9.2M | 12.4% | |
| American Funds 2055 Target Date Retirement Fund 321,983.962 | — | — | — | $8.5M | 11.5% | |
| BLACKROCK EQUITY INDEX FUND R GREAT GRAY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $7.6M | 10.2% | |
| American Funds 2035 Target Date Retirement Fund 234,445.736 | — | — | — | $4.5M | 6.0% | |
| American Funds 2060 Target Date Retirement Fund 236,386.175 | — | — | — | $4.2M | 5.7% | |
| American Funds 2030 Target Date Retirement Fund 177,815.946 | — | — | — | $3.1M | 4.2% | |
| Federated Hermes MDT Large Cap Growth Fund 68,475.763 | — | — | — | $2.5M | 3.4% | |
| Fidelity Mid Cap Index Fund 66,881.342 | — | — | — | $2.3M | 3.1% | |
| Fidelity Small Cap Index Fund 67,470.473 | — | — | — | $1.9M | 2.5% | |
| American Funds 2065 Target Date Retirement Fund 87,396.912 | — | — | — | $1.5M | 2.1% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.2M | 1.6% | |
| American Funds 2025 Target Date Retirement Fund 61,019.509 | — | — | — | $927K | 1.3% | |
| BLACKROCK U.S. DEBT INDEX FD R GREAT GRAY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $594K | 0.8% | |
| Vanguard Developed Markets Index Fund Admiral Shares 34,226.358 | — | — | — | $526K | 0.7% | |
| T Rowe Price Value Fund I 11,683.914 | — | — | — | $519K | 0.7% | |
| American Funds EuroPacific Growth Fund 9,221.051 | — | — | — | $495K | 0.7% | |
| American Century Small Cap Value Fund 43,795.860 | — | — | — | $462K | 0.6% | |
| John Hancock Funds Disciplined Value Mid Cap Fund 15,825.215 | — | — | — | $426K | 0.6% | |
| Janus Henderson Triton Fund 10,348.179 | — | — | — | $285K | 0.4% | |
| Empower T Rowe Price Mid Cap Growth Fund 38,992.723 | — | — | — | $207K | 0.3% | |
| PIMCO Income Fund 15,343.763 | — | — | — | $161K | 0.2% | |
| American Funds 2010 Target Date Retirement Fund 2,369.171 | — | — | — | $28K | <0.1% |
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