Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| M2 FINANCIAL LLC | — | VALENCIA, CA | NONE | $37K | — |
| NEWPORT GROUP, INC. | 27-2037969 | — | NONE | $23K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Criterion Steady Unitized Managed Accounts - | — | — | — | $4.2M | 40.8% | |
| Criterion Stash Unitized Managed Accounts - | — | — | — | $2.3M | 21.9% | |
| Criterion Start Unitized Managed Accounts - | — | — | — | $1.2M | 11.4% | |
| Vanguard S&P 500 ETF Exchange Traded Fund - | — | — | — | $374K | 3.6% |
| Vanguard Information Tech Index ETF Exchange Traded Fund - | — | — | — | $262K | 2.5% |
| Invesco QQQ Trust Series Exchange Traded Fund - | — | — | — | $259K | 2.5% |
| Vanguard Total International Stock ETF Exchange Traded Fund - | — | — | — | $208K | 2.0% |
| Criterion Ready Unitized Managed Accounts - | — | — | — | $201K | 1.9% |
| iShares Core 60/40 Balanced Allocation ETF Exchange Traded Fund - | — | — | — | $198K | 1.9% |
| Vanguard Total Bond Market ETF Exchange Traded Fund - | — | — | — | $198K | 1.9% |
| iShares S&P 500 Growth ETF Exchange Traded Fund - | — | — | — | $169K | 1.6% |
| iShares Core S&P Total US Stock Market EFT Exchange Traded Fund - | — | — | — | $116K | 1.1% |
| Vanguard Mortgage-Backed Sec Idx Exchange Traded Fund - 16 Vanguard Real Estate Index ETF Exchange Traded Fund - 16 Vanguard Russell 2000 ETF Exchange Traded Fund - | — | — | — | $77K | 0.7% |
| iShares Core Aggressive Allocation ETF Exchange Traded Fund - | — | — | — | $72K | 0.7% |
| Vanguard Small Cap ETF Exchange Traded Fund - | — | — | — | $66K | 0.6% |
| TD BANK INSTITUTIONAL MONEY MARKET TD BANK 0 | — | — | — | $65K | 0.6% |
| Vanguard High Dividend Yield Index ETF Vanguard 0 | — | — | — | $46K | 0.4% |
| VanEck Vectors Mortgage REIT Inc ETF VanEck 0 16 Oakmark Investor Oakmark 0 | — | — | — | $46K | 0.4% |
| Vanguard FTSE Emerging Markets EFT Exchange Traded Fund - | — | — | — | $35K | 0.3% |
| VanEck Vectors Mortgage REIT Income ETF Exchange Traded Fund - 16 Vanguard Health Care ETF Exchange Traded Fund - | — | — | — | $29K | 0.3% |
| SPDR BB Barclays TIPS ETF Exchange Traded Fund - | — | — | — | $27K | 0.3% |
| iShares Core 40/60 Moderate Allocation ETF Exchange Traded Fund - | — | — | — | $22K | 0.2% |
| iShares iBoxx $ Investment Grade Corp Bond ETF Exchange Traded Fund - 391 iShares Nasdaq Biotechnology ETF Exchange Traded Fund - 119 iShares S&P 100 ETF Exchange Traded Fund - | — | — | — | $21K | 0.2% |
| iShares US Energy ETF Exchange Traded Fund - | — | — | — | $15K | 0.1% |
| Contribution Account Ascensus Trust Company 0 | — | — | — | $14K | 0.1% |
| Vanguard FTSE All-World Ex-US ETF Exchange Traded Fund - | — | — | — | $8K | <0.1% |
| iShares U.S. Healthcare ETF iShares 0 16 iShares iBoxx $ Invmt Grade Corp Bd ETF iShares 0 391 First Trust Multi-Asset Diversd Inc ETF First Trust 0 | — | — | — | $7K | <0.1% |
| Vanguard Short-Term Bond ETF Exchange Traded Fund - | — | — | — | $6K | <0.1% |
| SPDR S&P Dividend Exchange Traded Fund - | — | — | — | $6K | <0.1% |
| iShares S&P 500 Value ETF Exchange Traded Fund - | — | — | — | $5K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
| ALPS Alerian MLP ETF Exchange Traded Fund - | — | — | — | $2K | <0.1% |
| Invesco S&P 500 BuyWrite ETF Exchange Traded Fund - | — | — | — | $2K | <0.1% |
| Invesco RAFI US 1000 ETF Exchange Traded Fund - | — | — | — | $1K | <0.1% |
| iShares U.S. Healthcare ETF Exchange Traded Fund - 16 iShares U.S. Pharmaceuticals ETF Exchange Traded Fund - | — | — | — | $1K | <0.1% |
