Back to filter
Original filing (PDF)20251001142822NAL0013352673001
ORTHALIGN, INC.
Form 5500
FILING_RECEIVED
ORTHALIGN 401(K) PLAN
401(k) retirement plan
Signals · 1
~102 bps in Sched C fees
Active participants
125
Accounts w/ balance
132
Plan assets (EOY)
$6.1M
Net assets (EOY)
$6.1M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 102 bps in Schedule C fees — 97% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ORTHALIGN, INC..
Plan sponsor
Name
ORTHALIGN, INC.
EIN
20-2011918
Address
153 TECHNOLOGY DRIVE SUITE 100 · IRVINE, CA · 92618
Phone
(949) 715-2424
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $31K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS LLC | — | CHARLOTTE, NC | INVESTMENT ADVISOR | $25K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
Investments
34 direct securities· $6.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Mkt Idx Adm Mutual fund N/A | — | — | — | $1.0M | 16.5% | |
| Blackrock Lifepath Index 2050 K Mutual fund N/A | — | — | — | $638K | 10.5% | |
| Blackrock Lifepath Index 2055 K Mutual fund N/A | — | — | — | $524K | 8.6% | |
| Blackrock Lifepath Index 2030 K Mutual fund N/A | — | — | — | $510K | 8.4% | |
| Blackrock Lifepath Index 2060 K Mutual fund N/A | — | — | — | $367K | 6.0% | |
| Blackrock Lifepath Index 2045 K Mutual fund N/A | — | — | — | $336K | 5.5% | |
| Empower T. Rowe Price Mid Cap Gr Inst Mutual fund N/A | — | — | — | $282K | 4.6% | |
| Vanguard Mid Cap Index Fund - Admiral Mutual fund N/A | — | — | — | $280K | 4.6% | |
| DFA International Value I Mutual fund N/A | — | — | — | $185K | 3.0% | |
| American Funds New Perspective R6 Mutual fund N/A | — | — | — | $185K | 3.0% | |
| Tiaa-Cref Real Estate Sec Instl Mutual fund N/A | — | — | — | $180K | 3.0% | |
| DFA Emerging Markets Core Equity I Mutual fund N/A | — | — | — | $172K | 2.8% | |
| American Funds Growth Fund Of Amer R6 Mutual fund N/A | — | — | — | $161K | 2.6% | |
| PIMCO Int Bond (Usd-Hedged) Inst Mutual fund N/A | — | — | — | $134K | 2.2% | |
| American Funds American Mutual R5 Mutual fund N/A | — | — | — | $130K | 2.1% | |
| Lessor, or Similar Party Par, or Maturity Value Cost Value * Key Guaranteed Portfolio Fund Guaranteed investment contract N/A | — | — | — | $114K | 1.9% | |
| Vanguard Lifestrategy Growth Inv Mutual fund N/A | — | — | — | $101K | 1.7% | |
| Blackrock Lifepath Index 2040 K Mutual fund N/A | — | — | — | $89K | 1.5% | |
| Blackrock Lifepath Index 2035 K Mutual fund N/A | — | — | — | $85K | 1.4% | |
| Notes receivable from participants Maturing 2025 - 2029 at interest rates of 4.25% - 9.50% - | — | — | — | $85K | 1.4% | |
| Vanguard International Growth Adm Mutual fund N/A | — | — | — | $83K | 1.4% | |
| Blackrock Lifepath Index Retirement K Mutual fund N/A | — | — | — | $78K | 1.3% | |
| JPmorgan Core Plus Bond R6 Mutual fund N/A | — | — | — | $64K | 1.0% | |
| DFA US Targeted Value I Mutual fund N/A | — | — | — | $60K | 1.0% | |
| PGIM High-Yield R6 Mutual fund N/A | — | — | — | $59K | 1.0% | |
| T. Rowe Price Science & Tech I Mutual fund N/A | — | — | — | $53K | 0.9% | |
| Vanguard Lifestrategy Moderate Growth Mutual fund N/A | — | — | — | $32K | 0.5% | |
| Blackrock Global Allocation Instl Mutual fund N/A | — | — | — | $26K | 0.4% | |
| MFS Mid Cap Value R6 Mutual fund N/A | — | — | — | $22K | 0.4% | |
| Vanguard Lifestrategy Cnsrv Gr Inv Mutual fund N/A | — | — | — | $20K | 0.3% | |
| Lord Abbett Short Duration Income R6 Mutual fund N/A | — | — | — | $15K | 0.2% | |
| PIMCO Income Instl Mutual fund N/A | — | — | — | $10K | 0.2% | |
| DFA US Small Cap I Mutual fund N/A | — | — | — | $10K | 0.2% | |
| T. Rowe Price Health Sciences I Mutual fund N/A | — | — | — | $1K | <0.1% |